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 Rules Review by JAPC
 69. Department of Financial Services
 69W. DFS, SECURITIES
 69w-600.0032. Notice-Filing Of Branch Office (Non-Finra Dealer)

69w-600.0032. Notice-Filing Of Branch Office (Non-Finra Dealer)


Date
Event
Notification
Status
Reviewed
Date 06/12/2015
Event Notice of Rule Development
Notification
Status
Reviewed
Date 07/14/2015
Event Notice of Proposed Rulemaking
Notification
Status
Reviewed
Date 07/31/2015
Event Letter from JAPC to Agency (PDF)
Notification
Status
Reviewed
Date 08/17/2015
Event Agency Hearing Scheduled
Notification
Status
Reviewed
Date 10/01/2015
Event Letter Received by JAPC (PDF)
Notification
Status
Reviewed
Date 10/01/2015
Event Notice of Change Published in FAW (PDF)
Notification
Status
Reviewed
Date 10/12/2015
Event 90-Day Filing Deadline
Notification
Status
Reviewed
Date 10/26/2015
Event Agency Hearing Scheduled
Notification
Status
Reviewed
Date 11/24/2015
Event Letter Received by JAPC (PDF)
Notification
Status
Reviewed
Date 12/09/2015
Event Certified with Dept of State (PDF)
Notification
Status
Reviewed
Date 12/09/2015
Event Filed for Adoption with Dept of State
Notification
Status
Reviewed
Date 12/10/2015
Event 90-Day Filing Exception Deadline
Notification
Status
Reviewed
Date 12/29/2015
Event Effective Date
Notification
Status
Reviewed