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 Rules Review by JAPC
 69. Department of Financial Services
 69W. DFS, SECURITIES
 69w-600.004. Registration Of Issuer/Dealers And Principals And Notice-Filing Of Branch Offices

69w-600.004. Registration Of Issuer/Dealers And Principals And Notice-Filing Of Branch Offices


Date
Event
Notification
Status
Reviewed
Date 09/02/2005
Event Notice of Rule Development (PDF)
Notification
Status
Reviewed
Date 10/14/2005
Event Notice of Proposed Rulemaking (PDF)
Notification
Status
Reviewed
Date 11/07/2005
Event Agency Hearing Scheduled
Notification
Status
Reviewed
Date 12/13/2005
Event Agency Tolled Filing Date for JAPC Review
Notification
Status
Reviewed
Date 12/13/2005
Event Letter Received by JAPC
Notification
Status
Reviewed
Date 01/12/2006
Event 90-Day Filing Deadline
Notification
Status
Reviewed
Date 02/16/2006
Event Letter Received by JAPC (PDF)
Notification
Status
Reviewed
Date 02/24/2006
Event Agency Toll Ends - JAPC Review Complete
Notification
Status
Reviewed
Date 02/24/2006
Event Certified with Dept of State
Notification
Status
Reviewed
Date 02/24/2006
Event Filed for Adoption with Dept of State
Notification
Status
Reviewed
Date 03/16/2006
Event Effective Date
Notification
Status
Reviewed
Date 04/10/2006
Event 90-Day Filing Exception Deadline
Notification
Status
Reviewed