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 Rules Review by JAPC
 69. Department of Financial Services
 69W. DFS, SECURITIES
 69w-600.004. Registration Of Issuer/Dealers And Principals And Notice-Filing Of Branch Offices

69w-600.004. Registration Of Issuer/Dealers And Principals And Notice-Filing Of Branch Offices


Date
Event
Notification
Status
Reviewed
Date 12/24/2009
Event Notice of Rule Development
Notification
Status
Reviewed
Date 08/20/2010
Event Notice of Proposed Rulemaking
Notification
Status
Reviewed
Date 09/07/2010
Event Letter from JAPC to Agency (PDF)
Notification
Status
Reviewed
Date 09/30/2010
Event Letter Received by JAPC (PDF)
Notification
Status
Reviewed
Date 10/12/2010
Event Agency Hearing Scheduled
Notification
Status
Reviewed
Date 10/14/2010
Event Letter Received by JAPC (PDF)
Notification
Status
Reviewed
Date 11/01/2010
Event Certified with Dept of State (PDF)
Notification
Status
Reviewed
Date 11/02/2010
Event Filed for Adoption with Dept of State
Notification
Status
Reviewed
Date 11/08/2010
Event Letter Received by JAPC (PDF)
Notification
Status
Reviewed
Date 11/18/2010
Event 90-Day Filing Deadline
Notification
Status
Reviewed
Date 11/22/2010
Event Effective Date
Notification
Status
Reviewed
Date 11/22/2010
Event Letter Received by JAPC (PDF)
Notification
Status
Reviewed
Date 11/26/2010
Event 90-Day Filing Exception Deadline
Notification
Status
Reviewed