69w-600.008. Termination Of Registration As Dealer, Investment Adviser, Principal Or Agent, Or Notification Of Branch Office
- Date
- Event
- Notification
- Status
- Reviewed
-
Date
05/25/2012
-
Event
Notice of Rule Development
-
Notification
-
Status
-
Reviewed
-
Date
07/06/2012
-
Event
Notice of Proposed Rulemaking
-
Notification
-
Status
-
Reviewed
-
Date
08/21/2012
-
Event
Agency Hearing Scheduled
-
Notification
-
Status
-
Reviewed
-
Date
09/18/2012
-
Event
Notice of No Change Rcvd by JAPC (PDF)
-
Notification
-
Status
-
Reviewed
-
Date
09/18/2012
-
Event
Agency Hearing Scheduled
-
Notification
-
Status
-
Reviewed
-
Date
10/04/2012
-
Event
90-Day Filing Deadline
-
Notification
-
Status
-
Reviewed
-
Date
10/09/2012
-
Event
Certified with Dept of State (PDF)
-
Notification
-
Status
-
Reviewed
-
Date
10/09/2012
-
Event
Filed for Adoption with Dept of State
-
Notification
-
Status
-
Reviewed
-
Date
10/29/2012
-
Event
Effective Date
-
Notification
-
Status
-
Reviewed
-
Date
11/02/2012
-
Event
90-Day Filing Exception Deadline
-
Notification
-
Status
-
Reviewed