69. Department of Financial Services
 69W. DFS, SECURITIES
69w-600.008. Termination Of Registration As Dealer, Investment Adviser, Principal Or Agent, Or Notification Of Branch Office

Start Date
Review Days
Lastest Event
Lastest Event Date
Start Date 07/14/2015
Review Days 148 Days
Lastest Event Filed for Adoption with Dept of State
Lastest Event Date 12/09/2015
Start Date 08/14/2013
Review Days 69 Days
Lastest Event Filed for Adoption with Dept of State
Lastest Event Date 10/22/2013
Start Date 07/06/2012
Review Days 95 Days
Lastest Event Filed for Adoption with Dept of State
Lastest Event Date 10/09/2012
Start Date 08/20/2010
Review Days 74 Days
Lastest Event Filed for Adoption with Dept of State
Lastest Event Date 11/02/2010
Start Date 10/14/2005
Review Days 133 Days
Lastest Event Filed for Adoption with Dept of State
Lastest Event Date 02/24/2006