69. Department of Financial Services
 69W. DFS, SECURITIES
69w-600.0131. Prohibited Business Practices For Investment Advisers And Their Associated Persons

Start Date
Review Days
Lastest Event
Lastest Event Date
Start Date 08/04/2016
Review Days 83 Days
Lastest Event Filed for Adoption with Dept of State
Lastest Event Date 10/26/2016
Start Date 01/29/2015
Review Days 77 Days
Lastest Event Filed for Adoption with Dept of State
Lastest Event Date 04/16/2015
Start Date 05/19/2014
Review Days 106 Days
Lastest Event Filed for Adoption with Dept of State
Lastest Event Date 09/02/2014
Start Date 08/20/2010
Review Days 74 Days
Lastest Event Filed for Adoption with Dept of State
Lastest Event Date 11/02/2010
Start Date 09/26/2008
Review Days 94 Days
Lastest Event Filed for Adoption with Dept of State
Lastest Event Date 12/29/2008
Start Date 02/24/2006
Review Days 221 Days
Lastest Event Filed for Adoption with Dept of State
Lastest Event Date 10/03/2006