Rules Review by JAPC
69. Department of Financial Services |
69W. DFS, SECURITIES |
69w-600.0131. Prohibited Business Practices For Investment Advisers And Their Associated Persons |
- Start Date
- Review Days
- Lastest Event
- Lastest Event Date
- Start Date 08/04/2016
- Review Days 83 Days
- Lastest Event Filed for Adoption with Dept of State
- Lastest Event Date 10/26/2016
- Start Date 01/29/2015
- Review Days 77 Days
- Lastest Event Filed for Adoption with Dept of State
- Lastest Event Date 04/16/2015
- Start Date 05/19/2014
- Review Days 106 Days
- Lastest Event Filed for Adoption with Dept of State
- Lastest Event Date 09/02/2014
- Start Date 08/20/2010
- Review Days 74 Days
- Lastest Event Filed for Adoption with Dept of State
- Lastest Event Date 11/02/2010
- Start Date 09/26/2008
- Review Days 94 Days
- Lastest Event Filed for Adoption with Dept of State
- Lastest Event Date 12/29/2008
- Start Date 02/24/2006
- Review Days 221 Days
- Lastest Event Filed for Adoption with Dept of State
- Lastest Event Date 10/03/2006