Rules Review by JAPC |
69. Department of Financial Services |
69W. DFS, SECURITIES |
69w-600.014. Books And Records Requirements |
69w-600.014. Books And Records Requirements
- Date
- Event
- Notification
- Status
- Reviewed
- Date 06/24/2016
- Event Notice of Rule Development
- Notification
- Status
- Reviewed
- Date 08/04/2016
- Event Notice of Proposed Rulemaking
- Notification
- Status
- Reviewed
- Date 08/15/2016
- Event Letter from JAPC to Agency (PDF)
- Notification
- Status
- Reviewed
- Date 08/30/2016
- Event Letter Received by JAPC (PDF)
- Notification
- Status
- Reviewed
- Date 10/17/2016
- Event Letter Received by JAPC (PDF)
- Notification
- Status
- Reviewed
- Date 10/26/2016
- Event Certified with Dept of State (PDF)
- Notification
- Status
- Reviewed
- Date 10/26/2016
- Event Filed for Adoption with Dept of State
- Notification
- Status
- Reviewed
- Date 11/02/2016
- Event 90-Day Filing Deadline
- Notification
- Status
- Reviewed
- Date 11/15/2016
- Event Effective Date
- Notification
- Status
- Reviewed