Summary
The Office proposes to amend the disciplinary guidelines contained in the rule to reflect proposed rule changes to Chapter 69W, F.A.C., including the repeal of rules 69W-300.002, 600.015, and 600.016, and promulgation of proposed rules 69W-600.0151 and .0161. The changes also adopt disciplinary guidelines for violations of sections of the Investment Advisers Act of 1940 currently referenced in Rule 69W-600.0131 and incorporated by reference, and make other corrective changes. A copy of the proposed incorporated disciplinary guidelines can be obtained at http://www.flrules.org/Gateway/reference.asp?No=Ref-05076.