Purpose


The Office proposes to amend these rules as part of a rule re-organization effort for registration types under Chapter 517, Florida Statutes, in order to improve organization and clarity. 69W-600.001 is proposed for amendment to only contain provisions relating to applications for registration for FINRA dealers. 69W-600.0015 is proposed for amendment to include all applicable provisions relating to notice-filing for Canadian dealers. 69W-600.002 is proposed for amendment to contain all provisions relating to applications for registration as an associated person of a FINRA dealer.