Summary


The Office proposes to amend Rules 69W-600.012, .013, .0131, and .014, F.A.C., to update references to repealed rules. Additionally, the Office proposes to amend Rule 69W-600.014, F.A.C., to remove unnecessary rule language and to add recordkeeping retention requirements for investment advisers and associated persons; and Rule 69W-600.0131, F.A.C., to add charging a customer an advisory fee greater than the amount authorized in a written investment advisory contract as a prohibited business practice for investment advisers and their associated persons.