Ref-04573 SEC Rule 15c3-3 and Exhibit A (17 C.F.R. § 240.15c3-3 (4-1-14 edition) and 240.15c3-3a (7-7-14))

 
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Incorporated by reference in Rule 69W-200.002, F.A.C.   8/20/2014

Description:

Incorporated by reference in Rule 69W-200.002, F.A.C.