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Ref-04563 SEC Rule 204-3 (17 C.F.R. §275.204-3); Rule 205-1 (17 C.F.R. §275.205-1); Rule 205-2 (17 C.F.R. §275.205-2); Rule 205-3 (17 C.F.R. §275.205-3); Rule 206(3)-1 (17 C.F.R. §275.206(3)-1); Rule 206(3)-2 (17 C.F.R. §275.206(3)-2); Rule 206(4)-1 (17 C.F.R. §275.206(4)-1; Rule 206(4)-3 (17 C.F.R. §275.206(4)-3, (4-1-14 edition)

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Incorporated by reference in Rule 69W-200.002, F.A.C. 8/20/2014

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Agency:: Department of Financial Services
69W. Securities

Description:: Incorporated by reference in Rule 69W-200.002, F.A.C.

Related Rules

69W-200.002 General Industry Standards Incorporated by Reference

Related Notices

15562891.This rule is proposed to be amended to incorporate one new material by reference, SEC Rule 204-1 (17 C.F.R. 275.204-1), to be referenced in Rule 69W-600.0131, F.A.C. The effect of this incorporation is to require state investment advisers to comply with the requirements in SEC Rule 204-1, including annually updating their Form ADV.