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Ref-06089 Form U4
Form U4 (5-09).pdf
Form U4 (5-09).pdf
Form U4 (5-09).pdf
Form U4 (5-09).pdf
Form U4 (5-09).pdf
Form U4 (5-09).pdf
Form U4 (5-09).pdf
Form U4 (5-09).pdf
Form U4 (5-09).pdf
Form U4 (5-09).pdf
Form U4 (5-09).pdf
Form U4 (5-09).pdf
Form U4 (5-09).pdf
Form U4 (5-09).pdf
Form U4 (5-09).pdf
Form U4 (5-09).pdf
Form U4 (5-09).pdf
Form U4 (5-09).pdf
Form U4 (5-09).pdf
Form U4 (5-09).pdf
Form U4 (5-09).pdf
Form U4 (5-09).pdf
Form U4 (5-09).pdf
Form U4 (5-09).pdf
Form U4 (5-09).pdf
Form U4 (5-09).pdf
Form U4 (5-09).pdf
Form U4 (5-09).pdf
Form U4 (5-09).pdf
Form U4 (5-09).pdf
Form U4 (5-09).pdf
Form U4 (5-09).pdf
Form U4 (5-09).pdf
Form U4 (5-09).pdf
Form U4 (5-09).pdf
Form U4 (5-09).pdf
Form U4 (5-09).pdf
Form U4 (5-09).pdf
Form U4 (5-09).pdf
Form U4 (5-09).pdf
Form U4 (5-09).pdf
Form U4 (5-09).pdf
Form U4 (5-09).pdf
Form U4 (5-09).pdf
Form U4 (5-09).pdf
Form U4 (5-09).pdf
Form U4 (5-09).pdf
Form U4 (5-09).pdf
Form U4 (5-09).pdf
Form U4 (5-09).pdf
Form U4 (5-09).pdf
Form U4 (5-09).pdf
Form U4 (5-09).pdf
Form U4 (5-09).pdf
Form U4 (5-09).pdf
Form U4 (5-09).pdf
Form U4 (5-09).pdf
Form U4 (5-09).pdf
Form U4 (5-09).pdf
Form U4 (5-09).pdf
Form U4 (5-09).pdf
Form U4 (5-09).pdf
Form U4 (5-09).pdf
Form U4 (5-09).pdf
Form U4 (5-09).pdf
Form U4 (5-09).pdf
Form U4 (5-09).pdf
Form U4 (5-09).pdf
Form U4 (5-09).pdf
Form U4 (5-09).pdf
Form U4 (5-09).pdf
Form U4 (5-09).pdf
Form U4 (5-09).pdf
Form U4 (5-09).pdf
Form U4 (5-09).pdf
Form U4 (5-09).pdf
Form U4 (5-09).pdf
Form U4 (5-09).pdf
Form U4 (5-09).pdf
Form U4 (5-09).pdf
Form U4 (5-09).pdf
Visit the Official Version
Agency:
Department of Financial Services
69W. Securities
Related Rules
69W-600.001 Application for Registration as a Dealer (FINRA)
69W-600.0012 Application for Registration as a Dealer (Non-FINRA)
69W-600.0013 Application for Registration as an Issuer/Dealer
69W-600.0016 Application for Registration as an Investment Adviser (State Registered)
69W-600.0017 Notice-Filing for Federal Covered Advisers
69W-600.002 Application for Registration as Associated Person (FINRA Dealer)
69W-600.0022 Application for Registration as an Associated Person (Non-FINRA Dealer)
69W-600.0023 Application for Registration as an Associated Person (Issuer/Dealer)
69W-600.0024 Application for Registration as an Associated Person (Investment Adviser and Federal Covered Advisor)
Related Notices
20553638.The Office of Financial Regulation proposes to amend existing rules to conform to and implement Chapter No. 2018-7, Laws of Florida (Military Fee Waiver), which was signed into law on March 14, 2018. The legislation requires the Financial Services Commission to implement certain parts of the military fee waiver provision by rule.
