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Florida Administrative Code (Last Updated: April 18, 2024) |
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69. Department of Financial Services |
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69U. FSC - Financial Institution Regulation |
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69U-100. Financial Institutions Generally |
1The OFR uses the examination manuals referenced by this rule in the implementation of its examination responsibilities. The OFR examiners use these manuals as reference guidelines when conducting safety and soundness examinations of financial institutions. The material incorporated by reference in this rule may also be obtained from the OFR’s website at www.flofr.com. The following manuals are hereby incorporated by reference into the body of printed materials that the OFR uses for the purposes of conducting examinations of financial institutions to assess the performance and condition of such institutions:
90(1) Federal Financial Institutions Examination Council, Bank Secrecy Act/Anti-Money Laundering Examination Manual (4/2020), accessible at 105http://www.flrules.org/Gateway/reference.asp?No=Ref-12617107.
108(2) Federal Deposit Insurance Corporation, RMS Manual of Examination Policies (8/2020), accessible at 121http://www.flrules.org/Gateway/reference.asp?No=Ref-12618123.
124(3) Federal Deposit Insurance Corporation, Trust Examination Manual (2018), accessible at 135http://www.flrules.org/Gateway/reference.asp?No=Ref-09662137.
138(4) National Credit Union Administration, Examiner’s Guide (5/2018), accessible at 148http://www.flrules.org/Gateway/reference.asp?No=Ref-09670150.
151(5) Office of Financial Regulation, State Credit Union Examination Manual (11/3/2014), accessible at 164https://www.flrules.org/Gateway/reference.asp?No=Ref-05585166.
167(6) The Federal Reserve Board’s Examination Manual for U.S. Branches and Agencies of Foreign Banking organizations (9/1997), accessible at 186https://www.flrules.org/Gateway/reference.asp?No=Ref-055816188.
189(7) Federal Financial Institutions Examination Council, Information Technology Examination Handbook, Information Security (9/2016), accessible at 204http://www.flrules.org/Gateway/reference.asp?No=Ref-12619206.
207(8) Federal Financial Institutions Examination Council, Cybersecurity Assessment Tool (5/2017), accessible at 219http://www.flrules.org/Gateway/reference.asp?No=Ref-12620221.
222Rulemaking Authority 224655.012(2) FS. 226Law Implemented 228655.045 FS. 230History–New 10-24-93, Formerly 3C-1.015, Amended 1-2-95, 6-4-95, 5-22-96, Formerly 3C-100.045, Amended 9-2-10, 7-27-15, 12-9-15, 9-11-18, 1-18-21.
