69W-600.015. Financial Reporting Requirements - Statement of Financial Condition - Dealers and Investment Advisers (Repealed)

Effective on Wednesday, May 6, 2015

1Rulemaking Authority 3517.03(1), 4517.12(9), 5517.121(2) FS. 7Law Implemented 9517.12(9), 10517.121(2) FS. 12History–New 12-5-79, Amended 9-20-82, Formerly 3E-600.15, Amended 6-16-92, 10-30-03, 4-8-04, Formerly 3E-600.015, Amended 11-22-10, 9-22-14, Repealed 5-6-15.

Rulemaking Events:

View Governor's Review

View JAPC's Review

Historical Versions(3)

Select effective date to view different version.

Related Statutes:

Related Notices (12)

                    
                        var val = document.getElementById('citecontent').innerHTML;
                        var href = decodeURIComponent(window.location.href);
                        var url = decodeURIComponent(escape(href.split("#")[0]));
                        url = decodeURIComponent(escape(url.split(",")[0]));
                        art.dialog.defaults.title = url;
                        art.dialog.data('cite', val);
                        art.dialog.data('homeDemoPath', '/Scripts/plus/artDialog/');
                        art.dialog.open('/Scripts/plus/artDialog/citeiframe.html');