Recent Updates

Total 1065
69V-560.903. Deferred Presentment Transactions
Amendment    |   Updated: 11/13/2019
69V-560.904. Deferred Presentment Transaction Agreement Disclosures and Requirements
Amendment    |   Updated: 11/13/2019
69V-560.905. Deferred Presentment Transaction Fees
Amendment    |   Updated: 11/13/2019
69V-560.907. Deferred Presentment Database Access
Amendment    |   Updated: 11/13/2019
69V-560.908. Deferred Presentment Database Transaction Requirements
Amendment    |   Updated: 11/13/2019
69V-560.909. Deferred Presentment Database Availability
Amendment    |   Updated: 11/13/2019
69V-560.910. Deferred Presentment Database Transaction Fees
Amendment    |   Updated: 11/13/2019
69V-560.911. Deferred Presentment Database Dispute Resolution for Customers
Amendment    |   Updated: 11/13/2019
69V-560.912. Deferred Presentment Database Confidentiality
Amendment    |   Updated: 11/13/2019
69V-560.913. Termination of Deferred Presentment Activity and Transaction Maintenance
Amendment    |   Updated: 11/13/2019
69W-200.002. General Industry Standards Incorporated by Reference
Amendment    |   Updated: 11/13/2019
69W-600.001. Application for Registration as a Dealer (FINRA)
Amendment    |   Updated: 11/13/2019
69W-600.0012. Application for Registration as a Dealer (Non-FINRA)
Amendment    |   Updated: 11/13/2019
69W-600.0013. Application for Registration as an Issuer/Dealer
Amendment    |   Updated: 11/13/2019
69W-600.0016. Application for Registration as an Investment Adviser (State Registered)
Amendment    |   Updated: 11/13/2019
69W-600.0017. Notice-Filing for Federal Covered Advisers
Amendment    |   Updated: 11/13/2019
69W-600.002. Application for Registration as Associated Person (FINRA Dealer)
Amendment    |   Updated: 11/13/2019
69W-600.0022. Application for Registration as an Associated Person (Non-FINRA Dealer)
Amendment    |   Updated: 11/13/2019
69W-600.0023. Application for Registration as an Associated Person (Issuer/Dealer)
Amendment    |   Updated: 11/13/2019
69W-600.0024. Application for Registration as an Associated Person (Investment Adviser and Federal Covered Advisor)
Amendment    |   Updated: 11/13/2019