08-001495TTS
Miami-Dade County School Board vs.
Hannibal Rosa
Status: Closed
Recommended Order on Tuesday, December 16, 2008.
Recommended Order on Tuesday, December 16, 2008.
1STATE OF FLORIDA
4DIVISION OF ADMINISTRATIVE HEARINGS
8MIAMI-DADE COUNTY SCHOOL BOARD, )
13)
14Petitioner, )
16)
17vs. ) Case No. 08-1495
22)
23HANNIBAL ROSA, )
26)
27Respondent. )
29)
30RECOMMENDED ORDER
32Pursuant to notice, a formal administrative hearing was
40conducted on September 18, 2008, by video teleconference between
49Tallahassee and Miami, Florida, before Administrative Law Judge
57Claude B. Arrington of the Division of Administrative Hearings
66(DOAH).
67APPEARANCES
68For Petitioner: Janeen L. Richard, Esquire
74Miami-Dade County School Board
781450 Northeast 2nd Avenue, Suite 400
84Miami, Florida 33132
87For Respondent: Mark Herdman, Esquire
92Herdman & Sakellarides, P.A.
9629605 U.S. Highway 19 North, Suite 110
103Clearwater, Florida 33761
106STATEMENT OF THE ISSUE
110Whether Petitioner has just cause to terminate Respondents
118employment based on the alleged performance deficiencies.
125PRELIMINARY STATEMENT
127At its regularly scheduled meeting on March 12, 2008,
136Petitioner took action to suspend Respondents employment as a
145classroom teacher with a professional services contract and to
154initiate proceeding to terminate that employment. The
161recommendation for the action made by the Superintendent of
170Schools to Petitioner was based on . . . just cause, including
182but not limited to: failure to correct noted performance
191deficiencies within the 90 day performance probation. This
199action is taken in accordance with Sections 1001.32(2),
207During the 2007-2008 school year, Respondent was assigned
215to teach first grade class at Caribbean Elementary School
224(Caribbean). Caribbean has been designated as a Reading First
233School.
234Respondent timely requested a formal administrative hearing
241to challenge the Petitioners proposed action, the matter was
250referred to DOAH, and this proceeding followed.
257On April 23, 2008, Petitioner filed its Notice of Specific
267Charges which set forth factual allegations based on
275observations of Respondents classroom performance pursuant to
282the Professional Assessment and Comprehensive Evaluation System
289(PACES), deficiencies noted during those observations, and
296Respondents alleged failure to correct the observed
303deficiencies. The Notice of Specific Charges contained One
311Count based on his failure to correct noted deficiencies during
321his 90-day performance probation.
325The Dynamic Indicators of Basic Literacy Skills (DIBELS) is
334administered to Florida students in kindergarten through third
342grade in Reading First schools. DIBELS was designed to help
352assess the risk level a student may have for developing later
363difficulties in reading.
366On May 28, 2008, Petitioner filed an Amended Notice of
376Specific Charges which contained allegations as to the
384performance on the DIBELS testing by the students assigned to
394Respondents classroom. Based on those allegations, Petitioner
401added an allegation that the poor performance by the students in
412Respondents class on DIBELS constituted grounds to terminate
420his employment.
422At the final hearing, Petitioner presented the testimony of
431Monica Maza (Assistant Principal of Caribbean), Christina Guerra
439(Principal of Caribbean), Dr. Donna Riley (Administrative
446Director of Leadership Development), Pauline Ward (Executive
453Director of Reading First), and Joyce Castro (District Director
462of the Office of Professional Standards). Petitioner presented
47049 sequentially numbered Exhibits, each of which was admitted
479into evidence. Respondent presented no testimony and offered no
488exhibits.
489A Transcript of the proceedings was filed on October 21,
4992008. Each party filed a Proposed Recommended Order, which has
509been duly-considered by the undersigned in the preparation of
518this Recommended Order.
521FINDINGS OF FACT
5241. At all times material hereto, Petitioner was the
533constitutional entity authorized to operate, control, and
540supervise the public schools in Miami-Dade County, Florida.
5482. At all times material hereto, Petitioner employed
556Respondent as a classroom teacher pursuant to a professional
565service contract. During the 2007-08 school year, Respondent
573taught a first grade class at Caribbean Elementary School.
5823. Teachers employed by Petitioner are evaluated pursuant
590to an evaluation system named Professional Assessment and
598Comprehensive Evaluation Systems (PACES), which was adopted
605through the collective bargaining process. PACES has been
613approved by the Florida Department of Education and complies
622with the requirements set forth in Section 1012.34, Florida
631Statutes (2008).
633PACES contains the following seven DOMAINS: 1
640I. Planning for Teaching and Learning.
646II. Managing the Learning Environment.
651III. Teacher/Learner Relationships.
654IV. Enhancing and Enabling Learning.
659V. Enabling Thinking.
662VI. Classroom-Based Assessment of Learning.
667VII. Professional Responsibilities.
6704. Each Domain contains Indicators and Components, which
678are standards which the evaluator must utilize in completing the
688evaluation of a teacher.
6925. PACES observers must be school administrators who have
701been trained to conduct PACES observations. Monica Maza and
710Christina Guerra were the PACES observers in this case. These
720observers have had extensive training in the standards to be
730observed and evaluated in teacher performance and student
738learning. Ms. Maza and Ms. Guerra are authorized and well-
748qualified to perform PACES observations.
7536. If, during an observation, an administrator finds that
762a teacher (the teacher) is performing below standards, that
771initial observation is deemed to be not of record (initial
781observation). The administrator promptly meets with the
788teacher, goes over the observation, makes suggestions for
796improvement, and notifies the teacher that he or she will be
807formally observed within one month. The administrator offers a
816Professional Growth Team (PGT) to assist the teacher achieve the
826desired performance improvement. Members of the PGT are
834individuals (usually fellow teachers) who have been trained in
843PACES and are authorized to give support and assistance to the
854teacher.
8557. The same administrator who conducted the initial
863observation must conduct the next observation, which is referred
872to as the kickoff observation. The kickoff observation is of
882record. If this observation is below performance standards, a
891Conference for the Record (CFR) is held with the teacher and the
903teacher is put on a Professional Improvement Plan (PIP). The
913performance probation period of 90 calendar days (Performance
921Probation Period) begins the day after the PIP is given to the
933teacher.
9348. There can be as many as four official observations of
945the teacher during the Performance Probation Period. A final
954observation is conducted after the conclusion of the 90-day
963Performance Probation Period (the Confirmatory Observation) to
970determine whether the teacher has corrected the deficiencies
978that had been identified by the prior official observations.
987Typically, if the administrator conducting the Confirmatory
994Observation determines, by utilizing the PACES evaluation
1001criteria, that the teacher has not met standards, the school
1011administrators recommend to the Superintendent of Schools that
1019the teachers employment contract be terminated.
10259. Monica Maza, an assistant principal at Caribbean,
1033conducted the initial observation (the observation that is not
1042of record) on September 7, 2007. Ms. Maza completed a PACES
1053Observation Form (Petitioners Exhibit 3), which found
1060Respondent to be below standards in the following Domains: II,
1070IV, V, and VI. Ms. Mazas observation of Respondent on
1080September 7, 2007, was appropriate and fairly assessed
1088Respondents performance. Petitioners Exhibit 3 accurately
1094reflects Ms. Mazas observations on September 7, 2007.
110210. Ms. Maza met with Respondent on September 12, 2007.
1112During that meeting, Ms. Maza reviewed the observation with
1121Respondent and explained the reasons for the deficiencies she
1130noted. Ms. Maza advised that she would return to do a follow-up
1142observation. At the meeting of September 12, 2007, Ms. Maza
1152explained to Respondent the purpose of a PGT and offered
1162Respondent the services of a PGT, which he accepted. On
1172September 13, 2007, Ms. Maza identified the members of the PGT.
118311. Between September 13 and October 17, 2007, the PGT
1193provided appropriate assistance to Respondent.
119812. Ms. Maza conducted the kickoff observation on
1206October 17, 2007. Ms. Maza completed a PACES Observation Form
1216(Petitioners Exhibit 8), which found Respondent to be below
1225standards in the following Domains: II, III, IV, V, and VI.
1236Ms. Mazas observation of Respondent on October 17, 2007, was
1246appropriate and fairly assessed Respondents performance.
1252Petitioners Exhibit 8 accurately reflects Ms. Mazas
1259observations on October 17, 2007.
126413. On October 24, 2007, Ms. Guerra and Ms. Maza held a
1276CFR with Respondent to address the areas of performance observed
1286to be unsatisfactory by Ms. Maza on October 17, advised that he
1298was being placed on a 90-day Performance Probation Period,
1307explained to him that he would have to correct his deficiencies
1318prior to the conclusion of the Performance Probation Period, and
1328provided him with a PIP (Petitioners Exhibit 10). The PIP
1338provided Respondent with specific information as to his observed
1347deficiencies and cited reference material to assist him in
1356correcting his deficiencies.
135914. The PIP provided Respondent on October 24, 2007, was
1369appropriately drafted and complied with the requirements of
1377PACES.
137815. Respondents 90-day Performance Probation Period began
1385October 25, 2007, the day after he received the PIP. Respondent
1396was provided additional assistance through his PGT to assist him
1406to correct the noted deficiencies. The provision of that
1415assistance complied with the requirements of PACES.
142216. On November 19, 2007, Ms. Guerra formally observed
1431Respondent in his classroom over a period of two hours.
1441Ms. Guerra completed a PACES Observation Form (Petitioners
1449Exhibit 20), which found Respondent to be below standards in the
1460following Domains: II, V, and VI. Ms. Guerras observation of
1470Respondent on November 19, 2007, was appropriate and fairly
1479assessed Respondents performance. Petitioners Exhibit 20
1485accurately reflects Ms. Guerras observations on November 19,
14932007.
149417. Ms. Guerra met with Respondent on November 30, 2007,
1504to go over her observation of November 19 and to issue another
1516PIP (Petitioners Exhibit 22). The PIP of November 30 was
1526consistent with the requirements of PACES and was designed to
1536assist Respondent correct the observed deficiencies.
154218. On January 8, 2008, Ms. Maza formally observed
1551Respondent in his classroom over a period of 121 minutes.
1561Ms. Maza completed a PACES Observation Form (Petitioners
1569Exhibit 24), which found Respondent to be below standards in the
1580following Domains: II, V, and VI. Ms. Mazas observation of
1590Respondent on January 8, 2008, was appropriate and fairly
1599assessed Respondents performance. As with prior observations,
1606Respondent was not in control of his classroom. Respondent
1615failed to re-direct inappropriately off-task students who were
1623not engaged in learning. Petitioners Exhibit 24 accurately
1631reflects Ms. Mazas observations on January 8, 2008.
163919. On January 14, 2008, Ms. Maza met with Respondent to
1650go over her observation of January 8, 2008, and to issue another
1662PIP (Petitioners Exhibit 26). The PIP of January 14 was
1672consistent with the requirements of PACES and was designed to
1682assist Respondent correct the observed deficiencies.
168820. Because the observation on January 8, 2008, reflected
1697that Respondents performance continued to be unsatisfactory, a
1705final observation was conducted after the expiration of his 90-
1715day Performance Probation Period. Ms Guerra conducted that
1723observation (the confirmatory observation) on February 15, 2008.
1731Ms. Guerra completed a PACES Observation Form (Petitioners
1739Exhibit 29), which found Respondent to be below standards in the
1750following Domains: II, V, and VI. Ms. Guerras observation of
1760Respondent on February 15 was appropriate and fairly assessed
1769Respondents performance. Petitioners Exhibit 29 accurately
1775reflects Ms. Guerras observations on February 15, 2008.
178321. Ms Guerra notified Respondent on February 15, 2008,
1792that he had not satisfactorily corrected his noted deficiencies
1801during his 90-day Performance Probation Period and that she was
1811going to recommend to the Superintendent of Schools that
1820Respondents employment be terminated.
182422. Ms. Guerra forwarded her recommendation to the
1832Regional Superintendent on February 15, 2008, by a memorandum
1841(Petitioners exhibit 48) which provided, in relevant part, as
1850follows:.
1851Pursuant to Section 1012.34, Florida
1856Statutes, the above-named employee was
1861placed on a 90-Calendar Day Performance
1867Probation commencing October 25, 2007.
1872During the probationary period, the employee
1878was provided assistance. The employee has
1884not satisfactorily corrected the noted
1889performance deficiencies within the provided
1894timeframe. Therefore, I am recommending
1899that the employees contract be terminated.
190523. Ms. Guerras recommendation was also forwarded to the
1914Office of Professional Standards (OPS), which approved the
1922recommendation.
192324. On February 26, 2008, a meeting was held in the Office
1935of Professional Standards which included appropriate
1941representatives of the School District, Respondent, and
1948Respondents representative from the United Teachers of Dade. A
1957memorandum generated as a consequence of the meeting
1965(Petitioners Exhibit 34) reflected that Respondent was advised
1973he would be . . . recommended for dismissal on the following
1985charges: failure to correct noted performance deficiencies.
199225. On February 27, 2008, Maria Teresa Rojas, the
2001Assistant Superintendent of Schools, notified Respondent by
2008letter (Petitioners Exhibit 35) of the following recommendation
2016by the Superintendent of Schools:
2021This is to notify you that the
2028Superintendent of Schools will be
2033recommending to the School Board of Miami-
2040Dade County, Florida, at its scheduled
2046meeting of March 12, 2008, that the School
2054Board suspend and initiate dismissal
2059proceedings against you from your current
2065position as Teacher at Caribbean Elementary
2071School, effective at the close of the
2078workday, March 12, 2008, for just cause,
2085including, but not limited to: failure to
2092correct noted performance deficiencies
2096within the 90 calendar day performance
2102probation. This action is taken in
2108accordance with Section 1001.32(2),
21121012.22(1)(f), 1012.33, 1012.34 and 447.209,
2117Florida Statutes.
2119If you wish to contest your suspension and
2127dismissal, you must request in writing
2133within 15 calendar days of the receipt of
2141the notice of the Board action, in which
2149case, formal charges will be filed and a
2157hearing will be held before an
2163administrative law judge.
2166If the School Board accepts (or approves)
2173the Superintendents recommendation, you
2177will be notified of the School Boards
2184action.
218526. The School Board approved the Superintendents
2192recommendation at its meeting of March 12, 2008. Respondent
2201timely requested a formal administrative hearing, the matter was
2210referred to DOAH, and this proceeding followed. On April 23,
22202008, Petitioner filed its Notice of Specific Charges which
2229contained one count based on Respondents alleged failure to
2238correct noted deficiencies during his Probation Period.
224527. On May 28, 2008, Petitioner filed its Amended Notice
2255of Specific Charges, which added the following factual
2263allegations in paragraphs 13 and 14:
226913. The students assigned to Respondents
2275classroom were individually tested on their
2281early literacy development. The Dynamic
2286Indicators of Basic Literacy Skills (DIBELS)
2292are administered to Florida students in
2298kindergarten through third grade in Reading
2304First schools to determine risk levels for
2311later difficulties in reading. Caribbean
2316Elementary is a Reading First School.
232214. Early in the 2007-2008 school year,
2329approximately fifty-three percent (53%) of
2334Respondents first grade students were
2339classified as low-risk. Respondents
2343students were tested a second time on or
2351about January 24, 2008. The number of low-
2359risk students decreased to 22%, a decline of
2367thirty-one (31) percentage points. At the
2373same time, the number of high-risk students
2380increased from 24% to 33%.
238528. The Amended Notice of Specific Charges filed May 28,
23952008, added the following as grounds for the termination of
2405Respondents employment in paragraph 22:
241022. The students assigned to Respondents
2416classroom performed poorly when administered
2421the DIBELS test.
242429. Petitioner proved the factual allegations set forth in
2433paragraph 13 of the Amended Notice of Specific Charges. The
2443allegations contained in paragraph 14 of the Amended Notice of
2453Specific Charges will be discussed below.
245930. DIBELS has been approved by the Department of
2468Education 2 and is used throughout the country. The
2477administration of DIBELS is required by the Florida Department
2486of Education in Reading First schools.
249231. DIBELS is administered one on one to each student by
2503members of what was referred to as a SWAT team who are not the
2517students regular teacher. DIBELS consists of subtests, which
2525are a minute to three minutes in length.
253332. Two assessments of DIBELS are at issue in this
2543proceeding. The first, conducted in September 2007, consisted
2551of four subtests referred to, respectively, as Letter Naming
2560Fluency, Phoneme Segmentation Fluency, Nonsense Word
2567Fluency, and DIBELS Oral Reading Fluency.
257333. Pauline Wood, Petitioners Executive Director of
2580Reading First, in reference to Petitioners Exhibit 38,
2588described the four subtests in response to questions from
2597Petitioners counsel (beginning on page 99 of the Transcript):
2606Q. Now, I just want to draw your
2614attention to the four categories, and if you
2622can just explain to us what the categories
2630are?
2631A. Those are on the four subtests that
2639the children were administered for the first
2646assessment. The first one is Letter Naming
2653Fluency.
2654Q. What is that? Im sorry.
2660A. Children are given a sheet of paper, a
2669probe, that has both upper-case and lower-
2676case letters on it and in one minutes time,
2685theyre asked to identify orally the
2691letters.
2692Q. The next category?
2696A. The Phoneme Segmentation Fluency. The
2702students are given a word, for example, Sam,
2710and theyre asked to segment each of the
2718phonemes. The Ss-Ah-Mm part, and thats
2724exactly what were expecting children to do
2731at this point.
2734And, again, its a one minute probe.
2741Q. And the next category?
2746A. Nonsense Word Fluency is a phonics
2753decoding assessment. Its a
2757consonant/vowel/consonant word and were
2761determining whether students can decode
2766short vowel sounds.
2769There are words like lut, L-U-T, which is
2777a nonsense word, not a real word, and
2785theyre asked to decode it.
2790Q. And the fourth category?
2795A. The DIBELS Oral Reading Fluency is a
2803series of three passages that are written on
2811grade level. The students are asked to read
2819each of the passages one at a time. Each of
2829them is one minute timed probe and the
2837correct words per minute are scored.
284334. The second DIBELS test was administered to
2851Respondents class in January 2008. Consistent with the testing
2860protocol, the Letter Naming Fluency subtest was not
2868administered. The Phoneme Segmentation Fluency, Nonsense Word
2875Fluency, and the DIBELS Oral Reading Fluency subtests were
2884administered.
288535. Ms. Ward made comparisons of the scores of
2894Respondents class on the first administration of DIBELS in
2903September and the second administration of DIBELS in January for
2913the subtests of Phoneme Segmentation Fluency, Nonsense Word
2921Fluency, and the DIBELS Oral Reading Fluency. Ms. Wards
2930analysis was performed in April or May 2008.
293836. Her analysis reflected that, as compared to the two
2948administrations of DIBELS to Respondents class, a greater
2956percentage of the class fell into the high risk category and a
2968lower percentage of the class fell into the low risk category.
2979Ms. Wards analysis demonstrated that Respondents students did
2987not perform as well on the January 2008 administration of DIBELS
2998when compared to the September 2007 administration of DIBELS.
300737. Petitioners Exhibit 49 is a list of the students
3017assigned to Respondents class who took the DIBELS test in
3027September and those who took it in January. An examination of
3038that list reflects that 15 of Respondents students took both
3048the first and second DIBELS test. Three of the students who had
3060taken the first test did not take the second test because they
3072had been removed from the class. Four students who had not
3083taken the first test took the second test for the first time.
3095As a consequence, the first test was administered to 17 students
3106and the second test was administered to 18 students. The pie
3117charts prepared by Ms. Ward reflect the overall performance of
3127the 17 students who took the first test as compared to the
3139overall performance of the 18 students who took the second test.
3150Her analysis makes no adjustment for the above-described changes
3159in the constitution of Respondents class. While it is clear
3169that there was a decline in performance by Respondents class on
3180the second administration of DIBELS, the undersigned declines to
3189adopt the percentages reflected on the pie charts because of the
3200failure to account for the changes in Respondents class between
3210the first and second administration of DIBELS.
321738. When OPS evaluated the recommendation from Ms. Guerra
3226that Respondents employment be terminated, OPS had the results
3235of DIBELS tests administered to Respondents class in September
32442007 and January 2008. OPS did not have Ms. Wards analysis of
3256those scores. Joyce Castro is the District Director of
3265Respondents Office of Professional Standards. Ms. Castros
3272testimony established that the OPS considered the DIBELS scores
3281discussed above as demonstrating that Respondents students were
3289making unsatisfactory progress.
329239. The Stanford Achievement Test is a norm-referenced
3300test given in March of each school year to first and second
3312graders in Reading First schools. Norm-referenced scoring
3319compares a students score to scores of same grade students
3329nationwide.
333040. Like the Florida Comprehensive Achievement Test (FCAT)
3338administered to older students, the Stanford Achievement Test is
3347an end of the year measurement to assess a students progress,
3358or lack thereof, during the school year.
336541. The FCAT is a criterion referenced test, which has
3375certain benchmarks that students must meet and measures the
3384students progress toward meeting those benchmarks. In
3391addition, third, fourth, and fifth grade students also take what
3401was referred to as the Norm Referenced Test.
340942. Ms. Ward was the only witness who testified as to the
3421purpose of DIBELS. She described DIBELS as being a tool to help
3433teachers target their instruction. She responded as follows to
3442the following question from Respondents attorney at page 116,
3451beginning at line 17 of the transcript:
3458Q. DIBELS is not designed as an
3465assessment tool to determine whether the
3471teacher has succeeded or failed, vis-à-vis
3477the FCAT or any of these other norm-
3485referenced tests, is that correct?
3490A. I dont think I have the expertise to
3499answer that question, to tell you the truth.
3507CONCLUSIONS OF LAW
351043. The Division of Administrative Hearings has
3517jurisdiction over the subject matter parties to this case
3526pursuant to Sections 120.569 and 120.57(1), Florida Statutes
3534(2008). Because the termination proceedings began in 2007, the
3543relevant provisions of Sections 1008.22 and 1012.34, Florida
3551Statutes (2007,) apply to this proceeding.
355844. Respondent argues, essentially, that the students
3565performance on DIBELS should not be considered because that was
3575not a part of the recommendations made by the principal, made to
3587the superintendent, or to the school board. Respondents
3595argument is rejected because this is a de novo proceeding
3605designed to formulate agency action as to the matter at issue.
3616See Hamilton County Commissioners v. Department of Environmental
3624Regulation , 587 So. 2d 1378, 1387 (Fla. 1st DCA 1991); Young v.
3636Department of Community Affairs , 625 So. 2d 831, 833 (Fla.
36461993); and McDonald v. Department of Banking and Finance , 346
3656So. 2d 569, 584 (Fla. 1st DCA 1977). Petitioners Amended
3666Notice of Specific Charges provided Respondent with sufficient
3674notice that it was relying on the students performance on the
3685DIBELS testing as part of its grounds for the termination of
3696Respondents employment.
369845. Section 1012.34(3), Florida Statutes (2007), provides,
3705in relevant part, as follows:
3710(3) The assessment procedure for
3715instructional personnel and school
3719administrators must be primarily based on
3725the performance of students assigned to
3731their classrooms or schools, as appropriate.
3737Pursuant to this section, a school
3743district's performance assessment is not
3748limited to basing unsatisfactory performance
3753of instructional personnel and school
3758administrators upon student performance, but
3763may include other criteria approved to
3769assess instructional personnel and school
3774administrators' performance, or any
3778combination of student performance and other
3784approved criteria. The procedures must
3789comply with, but are not limited to, the
3797following requirements:
3799(a) An assessment must be conducted for
3806each employee at least once a year. The
3814assessment must be based upon sound
3820educational principles and contemporary
3824research in effective educational practices.
3829The assessment must primarily use data and
3836indicators of improvement in student
3841performance assessed annually as specified
3846in s. 1008.22 and may consider results of
3854peer reviews in evaluating the employee's
3860performance. Student performance must be
3865measured by state assessments required under
3871s. 1008.22 and by local assessments for
3878subjects and grade levels not measured by
3885the state assessment program. The
3890assessment criteria must include, but are
3896not limited to, indicators that relate to
3903the following:
39051. Performance of students.
39092. Ability to maintain appropriate
3914discipline.
39153. Knowledge of subject matter. The
3921district school board shall make special
3927provisions for evaluating teachers who are
3933assigned to teach out-of-field.
39374. Ability to plan and deliver
3943instruction and the use of technology in the
3951classroom.
39525. Ability to evaluate instructional
3957needs.
39586. Ability to establish and maintain a
3965positive collaborative relationship with
3969students' families to increase student
3974achievement.
39757. Other professional competencies,
3979responsibilities, and requirements as
3983established by rules of the State Board of
3991Education and policies of the district
3997school board.
399946. Sherrod v. Palm Beach County School Board , 963 So. 2d
4010251 (Fla. 4th DCA 2006), and Young v. Palm Beach County School
4022Board , 968 So. 2d 38 (Fla. 4th DCA 2006) construed the 2003
4034version of Section 1012.34, Florida Statutes, which did not
4043contain the following underscored language, which was added by
4052Chapter 2004-295, § 11, at 16, Laws of Florida:
4061(3) The assessment procedure for
4066instructional personnel and school
4070administrators must be primarily based on
4076the performance of students assigned to
4082their classrooms or schools, as appropriate.
4088Pursuant to this section, a school
4094district's performance assessment is not
4099limited to basing unsatisfactory performance
4104of instructional personnel and school
4109administrators upon student performance, but
4114may include other criteria approved to
4120assess instructional personnel and school
4125administrators' performance, or any
4129combination of student performance and other
4135approved criteria. The procedures must
4140comply with, but are not limited to, the
4148following requirements:
415047. The court in Sherrod , supra , reversed a school boards
4160final order that had terminated a teachers employment based
4169upon such factors as the teachers failure to timely post
4179grades, failure to provide instruction consistent with suggested
4187time lines, failure to enter grades properly into the computer
4197system, and failure to exercise proper control over his
4206students. The ALJ found those reasons to be of sufficient
4216significance to justify a performance-based termination, despite
4223the absence of evidence as to the performance of the teachers
4234students on standardized tests.
423848. The court in Sherrod , supra at 251, focused on the
4249following language of Section 1012.34(3), Florida Statutes
4256(2003), in reversing the teachers termination: [t]he
4263assessment procedure for instructional personnel . . . must be
4273primarily based on the performance of students assigned to their
4283classrooms . . . . The court also focused on the following
4295language of Section 1012.34(3)(a), Florida Statutes (2003),
4302providing that the annual assessment . . . must primarily use
4314data and indicators of improvement in student performance
4322assessed annually as specified in s. 1008.22 and may consider
4332results of peer reviews in evaluating the employees
4340performance.
434149. The court in Sherrod , supra at 252, specifically noted
4351that the school board had not made any use of the data described
4364in Section 1012.34(3)(a), Florida Statutes (2003). The court in
4373Sherrod , supra at 253, unequivocally stated that the statute
4382requires that . . . the term primary in the statute
4393unmistakably makes student performance on annual tests the first
4402consideration in any teacher evaluation. And because the
4410requirement of 90 calendar days for compliance should be given
4420effect, the issue of termination may have to stretch over two
4431school years. (Emphasis in the original).
443750. The court in Young , supra , followed Sherrod on facts
4447very similar to those at issue in this proceeding and reversed
4458the termination of a teachers employment. In Young the school
4468board discharged the teacher for his failure to correct
4477unsatisfactory performance as observed by his principal, but had
4486not used data pertaining to student performance based on state
4496or local assessments. In Young , supra at 39, the court
4506observed:
4507Regardless of the good intentions of the
4514School Board in relying on what it felt were
4523suitable criteria to evaluate teacher
4528performance by depending on an assessment
4534procedure not primarily based on student
4540performance as measured by state FCAT tests
4547or local assessments, the School Board
4553failed to follow the applicable law. . . .
456251. Petitioner correctly argues that the language added to
4571Section 1012.34, Florida Statutes, by Chapter 2004-295, § 11, at
458116, Laws of Florida, affords more flexibility to school boards
4591in terminating a teachers contract. That added language does
4600not, however, change the requirement that the assessment of a
4610teachers performance be . . . primarily based on the
4620performance of students assigned to their classrooms . . ., nor
4632does it eliminate the requirement that the assessment . . .
4643must primarily use data and indicators of improvement in student
4653performance assessed annually as specified in s. 1008.22. . . .
466452. Section 1008.22, Florida Statutes (2007), provides as
4672follows in subsection (1):
4676(1) PURPOSE.--The primary purposes of the
4682student assessment program are to provide
4688information needed to improve the public
4694schools by enhancing the learning gains of
4701all students and to inform parents of the
4709educational progress of their public school
4715children. The program must be designed to:
4722(a) Assess the annual learning gains of
4729each student toward achieving the Sunshine
4735State Standards appropriate for the
4740student's grade level.
4743(b) Provide data for making decisions
4749regarding school accountability and
4753recognition.
4754(c) Identify the educational strengths
4759and needs of students and the readiness of
4767students to be promoted to the next grade
4775level or to graduate from high school with a
4784standard or special high school diploma.
4790(d) Assess how well educational goals and
4797curricular standards are met at the school,
4804district, and state levels.
4808(e) Provide information to aid in the
4815evaluation and development of educational
4820programs and policies.
4823(f) Provide information on the
4828performance of Florida students compared
4833with that of other students across the
4840United States.
484253. While DIBELS arguably promotes some of the goals of
4852Section 1008.22, Florida Statutes (2007), Petitioner failed to
4860establish that DIBELS is an annual assessment instrument as
4869specified in that statute. DIBELS, as explained by Ms. Ward, is
4880a tool to identify a students problem area(s) in reading, which
4891helps the teacher target his or her instruction to the student.
4902Moreover, it is clear that Petitioner is relying primarily on
4912the PACES evaluations, and Respondents failure to correct the
4921noted deficiencies. It cannot be said that Petitioner is
4930relying primarily on the performances by Respondents class on
4939the two administrations of DIBELS in acting to terminate
4948Respondents employment.
495054. In applying Sherrod and Young , supra , the undersigned
4959is constrained to conclude that the provisions of Section
49681012.34(a), Florida Statutes (2007), when read in conjunction
4976with Section 1008.22, Florida Statutes (2007), required
4983Petitioner to assess Respondents performance primarily based on
4991the performance of the students assigned to his classroom
5000utilizing an annual assessment instrument required by Section
50081008.22, Florida Statutes (2007, which, for Respondents first
5016grade class at Caribbean, would be the Stanford Achievement
5025Test.
5026RECOMMENDATION
5027Based on the foregoing findings of fact and conclusions of
5037Law, it is RECOMMENDED that Petitioner enter a final order
5047adopting the Findings of Fact and Conclusions of Law contained
5057in this Recommended Order. It is further RECOMMENDED that the
5067final order reinstate Respondent to his position with full back
5077pay and benefits.
5080DONE AND ENTERED this 16th day of December, 2008, in
5090Tallahassee, Leon County, Florida.
5094___________________________________
5095CLAUDE B. ARRINGTON
5098Administrative Law Judge
5101Division of Administrative Hearings
5105The DeSoto Building
51081230 Apalachee Parkway
5111Tallahassee, Florida 32399-3060
5114(850) 488-9675 SUNCOM 278-9675
5118Fax Filing (850) 921-6847
5122www.doah.state.fl.us
5123Filed with the Clerk of the
5129Division of Administrative Hearings
5133this 16th day of December, 2008.
5139ENDNOTES
51401 / Petitioners Exhibit 45 is the PACES manual which sets forth
5152the Seven Domains, Indicators, and Components. According to
5160Ms. Riley, the seventh Domain, styled Professional
5167Responsibilities, was added in 2002. The assessment forms used
5176by the evaluators for the evaluations that are at issue in this
5188proceeding do not contain the seventh Domain and appear to be on
5200forms that pre-date the adoption of the seventh Domain. The use
5211of the outdated forms has had no bearing on the conclusions and
5223recommendations set forth in this Recommended Order.
52302/ This finding is based on the testimony of Ms. Ward. It is
5243not clear whether she was referring to the United States
5253Department of Education or the Florida Department of Education.
5262The distinction is immaterial to the findings and conclusions
5271set forth in this Recommended Order.
5277COPIES FURNISHED :
5280Mark Herdman, Esquire
5283Herdman & Sakellarides, P.A.
528729605 U.S. Highway 19 North, Suite 110
5294Clearwater, Florida 33761
5297Janeen L. Richard, Esquire
5301Miami-Dade County School Board
53051450 Northeast 2nd Avenue, Suite 400
5311Miami, Florida 33132
5314Deborah K. Kearney, General Counsel
5319Department of Education
5322Turlington Building, Suite 1244
5326325 West Gaines Street
5330Tallahassee, Florida 32399-0400
5333Dr. Eric J. Smith
5337Commissioner of Education
5340Department of Education
5343Turlington Building, Suite 1514
5347325 West Gaines Street
5351Tallahassee, Florida 32399-0400
5354Alberto M. Carvalho, Superintendent
5358Miami-Dade County School Board
53621450 Northeast 2nd Avenue, Suite 912
5368Miami, Florida 33132
5371NOTICE OF RIGHT TO SUBMIT EXCEPTIONS
5377All parties have the right to submit written exceptions within
538715 days from the date of this Recommended Order. Any exceptions
5398to this Recommended Order should be filed with the agency that
5409will issue the Final Order in this case.
- Date
- Proceedings
- PDF:
- Date: 01/27/2009
- Proceedings: Final Order of the School Board of Miami-Dade County, Florida filed.
- PDF:
- Date: 12/16/2008
- Proceedings: Recommended Order cover letter identifying the hearing record referred to the Agency.
- PDF:
- Date: 12/16/2008
- Proceedings: Recommended Order (hearing held September 18, 2008). CASE CLOSED.
- PDF:
- Date: 11/06/2008
- Proceedings: Order Granting Extension to File Proposed Recommended Orders (proposed recommended orders shall be filed by November 17, 2008).
- PDF:
- Date: 11/06/2008
- Proceedings: Respondent`s Motion to Expand Time to File Proposed Recommended Orders filed.
- Date: 10/31/2008
- Proceedings: Transcript filed.
- Date: 09/18/2008
- Proceedings: CASE STATUS: Hearing Held.
- PDF:
- Date: 09/17/2008
- Proceedings: Petitioner`s Amended Exhibit List (exhibits not available for viewing) filed.
- PDF:
- Date: 09/02/2008
- Proceedings: Order Re-scheduling Hearing by Video Teleconference (hearing set for September 18, 2008; 9:00 a.m.; Miami and Tallahassee, FL).
- PDF:
- Date: 08/18/2008
- Proceedings: Order Canceling Hearing (parties to advise status by August 29, 2008).
- PDF:
- Date: 08/18/2008
- Proceedings: Petitioner`s Exhibit List (exhibits not available for viewing) filed.
- PDF:
- Date: 08/15/2008
- Proceedings: Respondent`s Exhibit List (exhibits not available for viewing) filed.
- PDF:
- Date: 07/22/2008
- Proceedings: Amended Notice of Hearing by Video Teleconference (hearing set for August 19, 2008; 9:00 a.m.; Miami and Tallahassee, FL; amended as to miami location).
- PDF:
- Date: 07/08/2008
- Proceedings: Notice of Service of Petitioner`s Response to Respondent`s First Set of Interrogatories filed.
- PDF:
- Date: 07/08/2008
- Proceedings: Petitioner`s Response to Respondent`s First Request for Production filed.
- PDF:
- Date: 06/04/2008
- Proceedings: Notice of Serving First Request for Production of Documents to Petitioner filed.
- PDF:
- Date: 05/29/2008
- Proceedings: Order Re-scheduling Hearing by Video Teleconference (hearing set for August 19, 2008; 9:00 a.m.; Miami and Tallahassee, FL).
- PDF:
- Date: 05/21/2008
- Proceedings: Order Granting Continuance (parties to advise status by May 28, 2008).
- PDF:
- Date: 05/06/2008
- Proceedings: Respondent`s Notice of Serving Responses to Petitioner`s First Request for Production filed.
- PDF:
- Date: 05/06/2008
- Proceedings: Respondent`s Notice of Serving Answers to Petitioner`s First Set of Interrogatories filed.
- PDF:
- Date: 04/16/2008
- Proceedings: Amended Notice of Hearing by Video Teleconference (hearing set for May 28, 2008; 9:00 a.m.; Miami and Tallahassee, FL; amended as to video and location).
- PDF:
- Date: 04/03/2008
- Proceedings: Notice of Hearing (hearing set for May 28, 2008, 9:00 a.m.; Miami, FL).
- PDF:
- Date: 04/03/2008
- Proceedings: Petitioner`s First Set of Interrogatories to the Respondent filed.
- PDF:
- Date: 04/03/2008
- Proceedings: Notice of Service of Petitioner`s First Set of Interrogatories to the Respondent filed.
Case Information
- Judge:
- CLAUDE B. ARRINGTON
- Date Filed:
- 03/26/2008
- Date Assignment:
- 03/26/2008
- Last Docket Entry:
- 01/27/2009
- Location:
- Miami, Florida
- District:
- Southern
- Agency:
- ADOPTED IN TOTO
- Suffix:
- TTS
Counsels
-
Mark S. Herdman, Esquire
Address of Record -
Janeen L. Richard, Esquire
Address of Record -
Mark Herdman, Esquire
Address of Record