08-001495TTS Miami-Dade County School Board vs. Hannibal Rosa
 Status: Closed
Recommended Order on Tuesday, December 16, 2008.


View Dockets  
Summary: Respondent should be reinstated where school board did not use assessment of job performance mandated by statute.

1STATE OF FLORIDA

4DIVISION OF ADMINISTRATIVE HEARINGS

8MIAMI-DADE COUNTY SCHOOL BOARD, )

13)

14Petitioner, )

16)

17vs. ) Case No. 08-1495

22)

23HANNIBAL ROSA, )

26)

27Respondent. )

29)

30RECOMMENDED ORDER

32Pursuant to notice, a formal administrative hearing was

40conducted on September 18, 2008, by video teleconference between

49Tallahassee and Miami, Florida, before Administrative Law Judge

57Claude B. Arrington of the Division of Administrative Hearings

66(DOAH).

67APPEARANCES

68For Petitioner: Janeen L. Richard, Esquire

74Miami-Dade County School Board

781450 Northeast 2nd Avenue, Suite 400

84Miami, Florida 33132

87For Respondent: Mark Herdman, Esquire

92Herdman & Sakellarides, P.A.

9629605 U.S. Highway 19 North, Suite 110

103Clearwater, Florida 33761

106STATEMENT OF THE ISSUE

110Whether Petitioner has just cause to terminate Respondent’s

118employment based on the alleged performance deficiencies.

125PRELIMINARY STATEMENT

127At its regularly scheduled meeting on March 12, 2008,

136Petitioner took action to suspend Respondent’s employment as a

145classroom teacher with a professional services contract and to

154initiate proceeding to terminate that employment. The

161recommendation for the action made by the Superintendent of

170Schools to Petitioner was based on “. . . just cause, including

182but not limited to: failure to correct noted performance

191deficiencies within the 90 day performance probation. This

199action is taken in accordance with Sections 1001.32(2),

207During the 2007-2008 school year, Respondent was assigned

215to teach first grade class at Caribbean Elementary School

224(Caribbean). Caribbean has been designated as a Reading First

233School.

234Respondent timely requested a formal administrative hearing

241to challenge the Petitioner’s proposed action, the matter was

250referred to DOAH, and this proceeding followed.

257On April 23, 2008, Petitioner filed its Notice of Specific

267Charges which set forth factual allegations based on

275observations of Respondent’s classroom performance pursuant to

282the Professional Assessment and Comprehensive Evaluation System

289(PACES), deficiencies noted during those observations, and

296Respondent’s alleged failure to correct the observed

303deficiencies. The Notice of Specific Charges contained One

311Count based on his failure to correct noted deficiencies during

321his 90-day performance probation.

325The Dynamic Indicators of Basic Literacy Skills (DIBELS) is

334administered to Florida students in kindergarten through third

342grade in Reading First schools. DIBELS was designed to help

352assess the risk level a student may have for developing later

363difficulties in reading.

366On May 28, 2008, Petitioner filed an Amended Notice of

376Specific Charges which contained allegations as to the

384performance on the DIBELS testing by the students assigned to

394Respondent’s classroom. Based on those allegations, Petitioner

401added an allegation that the poor performance by the students in

412Respondent’s class on DIBELS constituted grounds to terminate

420his employment.

422At the final hearing, Petitioner presented the testimony of

431Monica Maza (Assistant Principal of Caribbean), Christina Guerra

439(Principal of Caribbean), Dr. Donna Riley (Administrative

446Director of Leadership Development), Pauline Ward (Executive

453Director of Reading First), and Joyce Castro (District Director

462of the Office of Professional Standards). Petitioner presented

47049 sequentially numbered Exhibits, each of which was admitted

479into evidence. Respondent presented no testimony and offered no

488exhibits.

489A Transcript of the proceedings was filed on October 21,

4992008. Each party filed a Proposed Recommended Order, which has

509been duly-considered by the undersigned in the preparation of

518this Recommended Order.

521FINDINGS OF FACT

5241. At all times material hereto, Petitioner was the

533constitutional entity authorized to operate, control, and

540supervise the public schools in Miami-Dade County, Florida.

5482. At all times material hereto, Petitioner employed

556Respondent as a classroom teacher pursuant to a professional

565service contract. During the 2007-08 school year, Respondent

573taught a first grade class at Caribbean Elementary School.

5823. Teachers employed by Petitioner are evaluated pursuant

590to an evaluation system named Professional Assessment and

598Comprehensive Evaluation Systems (PACES), which was adopted

605through the collective bargaining process. PACES has been

613approved by the Florida Department of Education and complies

622with the requirements set forth in Section 1012.34, Florida

631Statutes (2008).

633PACES contains the following seven DOMAINS: 1

640I. Planning for Teaching and Learning.

646II. Managing the Learning Environment.

651III. Teacher/Learner Relationships.

654IV. Enhancing and Enabling Learning.

659V. Enabling Thinking.

662VI. Classroom-Based Assessment of Learning.

667VII. Professional Responsibilities.

6704. Each Domain contains Indicators and Components, which

678are standards which the evaluator must utilize in completing the

688evaluation of a teacher.

6925. PACES observers must be school administrators who have

701been trained to conduct PACES observations. Monica Maza and

710Christina Guerra were the PACES observers in this case. These

720observers have had extensive training in the standards to be

730observed and evaluated in teacher performance and student

738learning. Ms. Maza and Ms. Guerra are authorized and well-

748qualified to perform PACES observations.

7536. If, during an observation, an administrator finds that

762a teacher (the teacher) is performing below standards, that

771initial observation is deemed to be not of record (initial

781observation). The administrator promptly meets with the

788teacher, goes over the observation, makes suggestions for

796improvement, and notifies the teacher that he or she will be

807formally observed within one month. The administrator offers a

816Professional Growth Team (PGT) to assist the teacher achieve the

826desired performance improvement. Members of the PGT are

834individuals (usually fellow teachers) who have been trained in

843PACES and are authorized to give support and assistance to the

854teacher.

8557. The same administrator who conducted the initial

863observation must conduct the next observation, which is referred

872to as the “kickoff observation.” The kickoff observation is of

882record. If this observation is below performance standards, a

891Conference for the Record (CFR) is held with the teacher and the

903teacher is put on a Professional Improvement Plan (PIP). The

913performance probation period of 90 calendar days (Performance

921Probation Period) begins the day after the PIP is given to the

933teacher.

9348. There can be as many as four official observations of

945the teacher during the Performance Probation Period. A final

954observation is conducted after the conclusion of the 90-day

963Performance Probation Period (the Confirmatory Observation) to

970determine whether the teacher has corrected the deficiencies

978that had been identified by the prior official observations.

987Typically, if the administrator conducting the Confirmatory

994Observation determines, by utilizing the PACES evaluation

1001criteria, that the teacher has not met standards, the school

1011administrators recommend to the Superintendent of Schools that

1019the teacher’s employment contract be terminated.

10259. Monica Maza, an assistant principal at Caribbean,

1033conducted the initial observation (the observation that is not

1042of record) on September 7, 2007. Ms. Maza completed a PACES

1053Observation Form (Petitioner’s Exhibit 3), which found

1060Respondent to be below standards in the following Domains: II,

1070IV, V, and VI. Ms. Maza’s observation of Respondent on

1080September 7, 2007, was appropriate and fairly assessed

1088Respondent’s performance. Petitioner’s Exhibit 3 accurately

1094reflects Ms. Maza’s observations on September 7, 2007.

110210. Ms. Maza met with Respondent on September 12, 2007.

1112During that meeting, Ms. Maza reviewed the observation with

1121Respondent and explained the reasons for the deficiencies she

1130noted. Ms. Maza advised that she would return to do a follow-up

1142observation. At the meeting of September 12, 2007, Ms. Maza

1152explained to Respondent the purpose of a PGT and offered

1162Respondent the services of a PGT, which he accepted. On

1172September 13, 2007, Ms. Maza identified the members of the PGT.

118311. Between September 13 and October 17, 2007, the PGT

1193provided appropriate assistance to Respondent.

119812. Ms. Maza conducted the kickoff observation on

1206October 17, 2007. Ms. Maza completed a PACES Observation Form

1216(Petitioner’s Exhibit 8), which found Respondent to be below

1225standards in the following Domains: II, III, IV, V, and VI.

1236Ms. Maza’s observation of Respondent on October 17, 2007, was

1246appropriate and fairly assessed Respondent’s performance.

1252Petitioner’s Exhibit 8 accurately reflects Ms. Maza’s

1259observations on October 17, 2007.

126413. On October 24, 2007, Ms. Guerra and Ms. Maza held a

1276CFR with Respondent to address the areas of performance observed

1286to be unsatisfactory by Ms. Maza on October 17, advised that he

1298was being placed on a 90-day Performance Probation Period,

1307explained to him that he would have to correct his deficiencies

1318prior to the conclusion of the Performance Probation Period, and

1328provided him with a PIP (Petitioner’s Exhibit 10). The PIP

1338provided Respondent with specific information as to his observed

1347deficiencies and cited reference material to assist him in

1356correcting his deficiencies.

135914. The PIP provided Respondent on October 24, 2007, was

1369appropriately drafted and complied with the requirements of

1377PACES.

137815. Respondent’s 90-day Performance Probation Period began

1385October 25, 2007, the day after he received the PIP. Respondent

1396was provided additional assistance through his PGT to assist him

1406to correct the noted deficiencies. The provision of that

1415assistance complied with the requirements of PACES.

142216. On November 19, 2007, Ms. Guerra formally observed

1431Respondent in his classroom over a period of two hours.

1441Ms. Guerra completed a PACES Observation Form (Petitioner’s

1449Exhibit 20), which found Respondent to be below standards in the

1460following Domains: II, V, and VI. Ms. Guerra’s observation of

1470Respondent on November 19, 2007, was appropriate and fairly

1479assessed Respondent’s performance. Petitioner’s Exhibit 20

1485accurately reflects Ms. Guerra’s observations on November 19,

14932007.

149417. Ms. Guerra met with Respondent on November 30, 2007,

1504to go over her observation of November 19 and to issue another

1516PIP (Petitioner’s Exhibit 22). The PIP of November 30 was

1526consistent with the requirements of PACES and was designed to

1536assist Respondent correct the observed deficiencies.

154218. On January 8, 2008, Ms. Maza formally observed

1551Respondent in his classroom over a period of 121 minutes.

1561Ms. Maza completed a PACES Observation Form (Petitioner’s

1569Exhibit 24), which found Respondent to be below standards in the

1580following Domains: II, V, and VI. Ms. Maza’s observation of

1590Respondent on January 8, 2008, was appropriate and fairly

1599assessed Respondent’s performance. As with prior observations,

1606Respondent was not in control of his classroom. Respondent

1615failed to re-direct inappropriately off-task students who were

1623not engaged in learning. Petitioner’s Exhibit 24 accurately

1631reflects Ms. Maza’s observations on January 8, 2008.

163919. On January 14, 2008, Ms. Maza met with Respondent to

1650go over her observation of January 8, 2008, and to issue another

1662PIP (Petitioner’s Exhibit 26). The PIP of January 14 was

1672consistent with the requirements of PACES and was designed to

1682assist Respondent correct the observed deficiencies.

168820. Because the observation on January 8, 2008, reflected

1697that Respondent’s performance continued to be unsatisfactory, a

1705final observation was conducted after the expiration of his 90-

1715day Performance Probation Period. Ms Guerra conducted that

1723observation (the confirmatory observation) on February 15, 2008.

1731Ms. Guerra completed a PACES Observation Form (Petitioner’s

1739Exhibit 29), which found Respondent to be below standards in the

1750following Domains: II, V, and VI. Ms. Guerra’s observation of

1760Respondent on February 15 was appropriate and fairly assessed

1769Respondent’s performance. Petitioner’s Exhibit 29 accurately

1775reflects Ms. Guerra’s observations on February 15, 2008.

178321. Ms Guerra notified Respondent on February 15, 2008,

1792that he had not satisfactorily corrected his noted deficiencies

1801during his 90-day Performance Probation Period and that she was

1811going to recommend to the Superintendent of Schools that

1820Respondent’s employment be terminated.

182422. Ms. Guerra forwarded her recommendation to the

1832Regional Superintendent on February 15, 2008, by a memorandum

1841(Petitioner’s exhibit 48) which provided, in relevant part, as

1850follows:.

1851Pursuant to Section 1012.34, Florida

1856Statutes, the above-named employee was

1861placed on a 90-Calendar Day Performance

1867Probation commencing October 25, 2007.

1872During the probationary period, the employee

1878was provided assistance. The employee has

1884not satisfactorily corrected the noted

1889performance deficiencies within the provided

1894timeframe. Therefore, I am recommending

1899that the employee’s contract be terminated.

190523. Ms. Guerra’s recommendation was also forwarded to the

1914Office of Professional Standards (OPS), which approved the

1922recommendation.

192324. On February 26, 2008, a meeting was held in the Office

1935of Professional Standards which included appropriate

1941representatives of the School District, Respondent, and

1948Respondent’s representative from the United Teachers of Dade. A

1957memorandum generated as a consequence of the meeting

1965(Petitioner’s Exhibit 34) reflected that Respondent was advised

1973he would be “. . . recommended for dismissal on the following

1985charges: failure to correct noted performance deficiencies.”

199225. On February 27, 2008, Maria Teresa Rojas, the

2001Assistant Superintendent of Schools, notified Respondent by

2008letter (Petitioner’s Exhibit 35) of the following recommendation

2016by the Superintendent of Schools:

2021This is to notify you that the

2028Superintendent of Schools will be

2033recommending to the School Board of Miami-

2040Dade County, Florida, at its scheduled

2046meeting of March 12, 2008, that the School

2054Board suspend and initiate dismissal

2059proceedings against you from your current

2065position as Teacher at Caribbean Elementary

2071School, effective at the close of the

2078workday, March 12, 2008, for just cause,

2085including, but not limited to: failure to

2092correct noted performance deficiencies

2096within the 90 calendar day performance

2102probation. This action is taken in

2108accordance with Section 1001.32(2),

21121012.22(1)(f), 1012.33, 1012.34 and 447.209,

2117Florida Statutes.

2119If you wish to contest your suspension and

2127dismissal, you must request in writing

2133within 15 calendar days of the receipt of

2141the notice of the Board action, in which

2149case, formal charges will be filed and a

2157hearing will be held before an

2163administrative law judge.

2166If the School Board accepts (or approves)

2173the Superintendent’s recommendation, you

2177will be notified of the School Board’s

2184action.

218526. The School Board approved the Superintendent’s

2192recommendation at its meeting of March 12, 2008. Respondent

2201timely requested a formal administrative hearing, the matter was

2210referred to DOAH, and this proceeding followed. On April 23,

22202008, Petitioner filed its Notice of Specific Charges which

2229contained one count based on Respondent’s alleged failure to

2238correct noted deficiencies during his Probation Period.

224527. On May 28, 2008, Petitioner filed its Amended Notice

2255of Specific Charges, which added the following factual

2263allegations in paragraphs 13 and 14:

226913. The students assigned to Respondent’s

2275classroom were individually tested on their

2281early literacy development. The Dynamic

2286Indicators of Basic Literacy Skills (DIBELS)

2292are administered to Florida students in

2298kindergarten through third grade in Reading

2304First schools to determine risk levels for

2311later difficulties in reading. Caribbean

2316Elementary is a Reading First School.

232214. Early in the 2007-2008 school year,

2329approximately fifty-three percent (53%) of

2334Respondent’s first grade students were

2339classified as low-risk. Respondent’s

2343students were tested a second time on or

2351about January 24, 2008. The number of low-

2359risk students decreased to 22%, a decline of

2367thirty-one (31) percentage points. At the

2373same time, the number of high-risk students

2380increased from 24% to 33%.

238528. The Amended Notice of Specific Charges filed May 28,

23952008, added the following as grounds for the termination of

2405Respondent’s employment in paragraph 22:

241022. The students assigned to Respondent’s

2416classroom performed poorly when administered

2421the DIBELS test.

242429. Petitioner proved the factual allegations set forth in

2433paragraph 13 of the Amended Notice of Specific Charges. The

2443allegations contained in paragraph 14 of the Amended Notice of

2453Specific Charges will be discussed below.

245930. DIBELS has been approved by the Department of

2468Education 2 and is used throughout the country. The

2477administration of DIBELS is required by the Florida Department

2486of Education in Reading First schools.

249231. DIBELS is administered one on one to each student by

2503members of what was referred to as a SWAT team who are not the

2517student’s regular teacher. DIBELS consists of subtests, which

2525are a minute to three minutes in length.

253332. Two assessments of DIBELS are at issue in this

2543proceeding. The first, conducted in September 2007, consisted

2551of four subtests referred to, respectively, as “Letter Naming

2560Fluency”, “Phoneme Segmentation Fluency,” “Nonsense Word

2567Fluency”, and “DIBELS Oral Reading Fluency”.

257333. Pauline Wood, Petitioner’s Executive Director of

2580Reading First, in reference to Petitioner’s Exhibit 38,

2588described the four subtests in response to questions from

2597Petitioner’s counsel (beginning on page 99 of the Transcript):

2606Q. Now, I just want to draw your

2614attention to the four categories, and if you

2622can just explain to us what the categories

2630are?

2631A. Those are on the four subtests that

2639the children were administered for the first

2646assessment. The first one is Letter Naming

2653Fluency.

2654Q. What is that? I’m sorry.

2660A. Children are given a sheet of paper, a

2669probe, that has both upper-case and lower-

2676case letters on it and in one minute’s time,

2685they’re asked to identify orally the

2691letters.

2692Q. The next category?

2696A. The Phoneme Segmentation Fluency. The

2702students are given a word, for example, Sam,

2710and they’re asked to segment each of the

2718phonemes. The Ss-Ah-Mm part, and that’s

2724exactly what we’re expecting children to do

2731at this point.

2734And, again, it’s a one minute probe.

2741Q. And the next category?

2746A. Nonsense Word Fluency is a phonics

2753decoding assessment. It’s a

2757consonant/vowel/consonant word and we’re

2761determining whether students can decode

2766short vowel sounds.

2769There are words like lut, L-U-T, which is

2777a nonsense word, not a real word, and

2785they’re asked to decode it.

2790Q. And the fourth category?

2795A. The DIBELS Oral Reading Fluency is a

2803series of three passages that are written on

2811grade level. The students are asked to read

2819each of the passages one at a time. Each of

2829them is one minute timed probe and the

2837correct words per minute are scored.

284334. The second DIBELS test was administered to

2851Respondent’s class in January 2008. Consistent with the testing

2860protocol, the Letter Naming Fluency subtest was not

2868administered. The Phoneme Segmentation Fluency, Nonsense Word

2875Fluency, and the DIBELS Oral Reading Fluency subtests were

2884administered.

288535. Ms. Ward made comparisons of the scores of

2894Respondent’s class on the first administration of DIBELS in

2903September and the second administration of DIBELS in January for

2913the subtests of Phoneme Segmentation Fluency, Nonsense Word

2921Fluency, and the DIBELS Oral Reading Fluency. Ms. Ward’s

2930analysis was performed in April or May 2008.

293836. Her analysis reflected that, as compared to the two

2948administrations of DIBELS to Respondent’s class, a greater

2956percentage of the class fell into the high risk category and a

2968lower percentage of the class fell into the low risk category.

2979Ms. Ward’s analysis demonstrated that Respondent’s students did

2987not perform as well on the January 2008 administration of DIBELS

2998when compared to the September 2007 administration of DIBELS.

300737. Petitioner’s Exhibit 49 is a list of the students

3017assigned to Respondent’s class who took the DIBELS test in

3027September and those who took it in January. An examination of

3038that list reflects that 15 of Respondent’s students took both

3048the first and second DIBELS test. Three of the students who had

3060taken the first test did not take the second test because they

3072had been removed from the class. Four students who had not

3083taken the first test took the second test for the first time.

3095As a consequence, the first test was administered to 17 students

3106and the second test was administered to 18 students. The pie

3117charts prepared by Ms. Ward reflect the overall performance of

3127the 17 students who took the first test as compared to the

3139overall performance of the 18 students who took the second test.

3150Her analysis makes no adjustment for the above-described changes

3159in the constitution of Respondent’s class. While it is clear

3169that there was a decline in performance by Respondent’s class on

3180the second administration of DIBELS, the undersigned declines to

3189adopt the percentages reflected on the pie charts because of the

3200failure to account for the changes in Respondent’s class between

3210the first and second administration of DIBELS.

321738. When OPS evaluated the recommendation from Ms. Guerra

3226that Respondent’s employment be terminated, OPS had the results

3235of DIBELS tests administered to Respondent’s class in September

32442007 and January 2008. OPS did not have Ms. Ward’s analysis of

3256those scores. Joyce Castro is the District Director of

3265Respondent’s Office of Professional Standards. Ms. Castro’s

3272testimony established that the OPS considered the DIBELS scores

3281discussed above as demonstrating that Respondent’s students were

3289making unsatisfactory progress.

329239. The Stanford Achievement Test is a norm-referenced

3300test given in March of each school year to first and second

3312graders in Reading First schools. Norm-referenced scoring

3319compares a student’s score to scores of same grade students

3329nationwide.

333040. Like the Florida Comprehensive Achievement Test (FCAT)

3338administered to older students, the Stanford Achievement Test is

3347an end of the year measurement to assess a student’s progress,

3358or lack thereof, during the school year.

336541. The FCAT is a criterion referenced test, which has

3375certain benchmarks that students must meet and measures the

3384student’s progress toward meeting those benchmarks. In

3391addition, third, fourth, and fifth grade students also take what

3401was referred to as the Norm Referenced Test.

340942. Ms. Ward was the only witness who testified as to the

3421purpose of DIBELS. She described DIBELS as being a tool to help

3433teachers target their instruction. She responded as follows to

3442the following question from Respondent’s attorney at page 116,

3451beginning at line 17 of the transcript:

3458Q. DIBELS is not designed as an

3465assessment tool to determine whether the

3471teacher has succeeded or failed, vis-à-vis

3477the FCAT or any of these other norm-

3485referenced tests, is that correct?

3490A. I don’t think I have the expertise to

3499answer that question, to tell you the truth.

3507CONCLUSIONS OF LAW

351043. The Division of Administrative Hearings has

3517jurisdiction over the subject matter parties to this case

3526pursuant to Sections 120.569 and 120.57(1), Florida Statutes

3534(2008). Because the termination proceedings began in 2007, the

3543relevant provisions of Sections 1008.22 and 1012.34, Florida

3551Statutes (2007,) apply to this proceeding.

355844. Respondent argues, essentially, that the students’

3565performance on DIBELS should not be considered because that was

3575not a part of the recommendations made by the principal, made to

3587the superintendent, or to the school board. Respondent’s

3595argument is rejected because this is a de novo proceeding

3605designed to formulate agency action as to the matter at issue.

3616See Hamilton County Commissioners v. Department of Environmental

3624Regulation , 587 So. 2d 1378, 1387 (Fla. 1st DCA 1991); Young v.

3636Department of Community Affairs , 625 So. 2d 831, 833 (Fla.

36461993); and McDonald v. Department of Banking and Finance , 346

3656So. 2d 569, 584 (Fla. 1st DCA 1977). Petitioner’s Amended

3666Notice of Specific Charges provided Respondent with sufficient

3674notice that it was relying on the students’ performance on the

3685DIBELS testing as part of its grounds for the termination of

3696Respondent’s employment.

369845. Section 1012.34(3), Florida Statutes (2007), provides,

3705in relevant part, as follows:

3710(3) The assessment procedure for

3715instructional personnel and school

3719administrators must be primarily based on

3725the performance of students assigned to

3731their classrooms or schools, as appropriate.

3737Pursuant to this section, a school

3743district's performance assessment is not

3748limited to basing unsatisfactory performance

3753of instructional personnel and school

3758administrators upon student performance, but

3763may include other criteria approved to

3769assess instructional personnel and school

3774administrators' performance, or any

3778combination of student performance and other

3784approved criteria. The procedures must

3789comply with, but are not limited to, the

3797following requirements:

3799(a) An assessment must be conducted for

3806each employee at least once a year. The

3814assessment must be based upon sound

3820educational principles and contemporary

3824research in effective educational practices.

3829The assessment must primarily use data and

3836indicators of improvement in student

3841performance assessed annually as specified

3846in s. 1008.22 and may consider results of

3854peer reviews in evaluating the employee's

3860performance. Student performance must be

3865measured by state assessments required under

3871s. 1008.22 and by local assessments for

3878subjects and grade levels not measured by

3885the state assessment program. The

3890assessment criteria must include, but are

3896not limited to, indicators that relate to

3903the following:

39051. Performance of students.

39092. Ability to maintain appropriate

3914discipline.

39153. Knowledge of subject matter. The

3921district school board shall make special

3927provisions for evaluating teachers who are

3933assigned to teach out-of-field.

39374. Ability to plan and deliver

3943instruction and the use of technology in the

3951classroom.

39525. Ability to evaluate instructional

3957needs.

39586. Ability to establish and maintain a

3965positive collaborative relationship with

3969students' families to increase student

3974achievement.

39757. Other professional competencies,

3979responsibilities, and requirements as

3983established by rules of the State Board of

3991Education and policies of the district

3997school board.

399946. Sherrod v. Palm Beach County School Board , 963 So. 2d

4010251 (Fla. 4th DCA 2006), and Young v. Palm Beach County School

4022Board , 968 So. 2d 38 (Fla. 4th DCA 2006) construed the 2003

4034version of Section 1012.34, Florida Statutes, which did not

4043contain the following underscored language, which was added by

4052Chapter 2004-295, § 11, at 16, Laws of Florida:

4061(3) The assessment procedure for

4066instructional personnel and school

4070administrators must be primarily based on

4076the performance of students assigned to

4082their classrooms or schools, as appropriate.

4088Pursuant to this section, a school

4094district's performance assessment is not

4099limited to basing unsatisfactory performance

4104of instructional personnel and school

4109administrators upon student performance, but

4114may include other criteria approved to

4120assess instructional personnel and school

4125administrators' performance, or any

4129combination of student performance and other

4135approved criteria. The procedures must

4140comply with, but are not limited to, the

4148following requirements:

415047. The court in Sherrod , supra , reversed a school board’s

4160final order that had terminated a teacher’s employment based

4169upon such factors as the teacher’s failure to timely post

4179grades, failure to provide instruction consistent with suggested

4187time lines, failure to enter grades properly into the computer

4197system, and failure to exercise proper control over his

4206students. The ALJ found those reasons to be of sufficient

4216significance to justify a performance-based termination, despite

4223the absence of evidence as to the performance of the teacher’s

4234students on standardized tests.

423848. The court in Sherrod , supra at 251, focused on the

4249following language of Section 1012.34(3), Florida Statutes

4256(2003), in reversing the teacher’s termination: “[t]he

4263assessment procedure for instructional personnel . . . must be

4273primarily based on the performance of students assigned to their

4283classrooms . . . .“ The court also focused on the following

4295language of Section 1012.34(3)(a), Florida Statutes (2003),

4302providing that the annual assessment “ . . . must primarily use

4314data and indicators of improvement in student performance

4322assessed annually as specified in s. 1008.22 and may consider

4332results of peer reviews in evaluating the employees’

4340performance.”

434149. The court in Sherrod , supra at 252, specifically noted

4351that the school board had not made any use of the data described

4364in Section 1012.34(3)(a), Florida Statutes (2003). The court in

4373Sherrod , supra at 253, unequivocally stated that the statute

4382requires that “. . . the term primary in the statute

4393unmistakably makes student performance on annual tests the first

4402consideration in any teacher evaluation. And because the

4410requirement of 90 calendar days for compliance should be given

4420effect, the issue of termination may have to stretch over two

4431school years.” (Emphasis in the original).

443750. The court in Young , supra , followed Sherrod on facts

4447very similar to those at issue in this proceeding and reversed

4458the termination of a teacher’s employment. In Young the school

4468board discharged the teacher for his failure to correct

4477unsatisfactory performance as observed by his principal, but had

4486not used data pertaining to student performance based on state

4496or local assessments. In Young , supra at 39, the court

4506observed:

4507Regardless of the good intentions of the

4514School Board in relying on what it felt were

4523suitable criteria to evaluate teacher

4528performance by depending on an assessment

4534procedure not primarily based on student

4540performance as measured by state FCAT tests

4547or local assessments, the School Board

4553failed to follow the applicable law. . . .

456251. Petitioner correctly argues that the language added to

4571Section 1012.34, Florida Statutes, by Chapter 2004-295, § 11, at

458116, Laws of Florida, affords more flexibility to school boards

4591in terminating a teacher’s contract. That added language does

4600not, however, change the requirement that the assessment of a

4610teacher’s performance be “. . . primarily based on the

4620performance of students assigned to their classrooms . . .,” nor

4632does it eliminate the requirement that the assessment “. . .

4643must primarily use data and indicators of improvement in student

4653performance assessed annually as specified in s. 1008.22. . . .”

466452. Section 1008.22, Florida Statutes (2007), provides as

4672follows in subsection (1):

4676(1) PURPOSE.--The primary purposes of the

4682student assessment program are to provide

4688information needed to improve the public

4694schools by enhancing the learning gains of

4701all students and to inform parents of the

4709educational progress of their public school

4715children. The program must be designed to:

4722(a) Assess the annual learning gains of

4729each student toward achieving the Sunshine

4735State Standards appropriate for the

4740student's grade level.

4743(b) Provide data for making decisions

4749regarding school accountability and

4753recognition.

4754(c) Identify the educational strengths

4759and needs of students and the readiness of

4767students to be promoted to the next grade

4775level or to graduate from high school with a

4784standard or special high school diploma.

4790(d) Assess how well educational goals and

4797curricular standards are met at the school,

4804district, and state levels.

4808(e) Provide information to aid in the

4815evaluation and development of educational

4820programs and policies.

4823(f) Provide information on the

4828performance of Florida students compared

4833with that of other students across the

4840United States.

484253. While DIBELS arguably promotes some of the goals of

4852Section 1008.22, Florida Statutes (2007), Petitioner failed to

4860establish that DIBELS is an annual assessment instrument as

4869specified in that statute. DIBELS, as explained by Ms. Ward, is

4880a tool to identify a student’s problem area(s) in reading, which

4891helps the teacher target his or her instruction to the student.

4902Moreover, it is clear that Petitioner is relying primarily on

4912the PACES evaluations, and Respondent’s failure to correct the

4921noted deficiencies. It cannot be said that Petitioner is

4930relying primarily on the performances by Respondent’s class on

4939the two administrations of DIBELS in acting to terminate

4948Respondent’s employment.

495054. In applying Sherrod and Young , supra , the undersigned

4959is constrained to conclude that the provisions of Section

49681012.34(a), Florida Statutes (2007), when read in conjunction

4976with Section 1008.22, Florida Statutes (2007), required

4983Petitioner to assess Respondent’s performance primarily based on

4991the performance of the students assigned to his classroom

5000utilizing an annual assessment instrument required by Section

50081008.22, Florida Statutes (2007, which, for Respondent’s first

5016grade class at Caribbean, would be the Stanford Achievement

5025Test.

5026RECOMMENDATION

5027Based on the foregoing findings of fact and conclusions of

5037Law, it is RECOMMENDED that Petitioner enter a final order

5047adopting the Findings of Fact and Conclusions of Law contained

5057in this Recommended Order. It is further RECOMMENDED that the

5067final order reinstate Respondent to his position with full back

5077pay and benefits.

5080DONE AND ENTERED this 16th day of December, 2008, in

5090Tallahassee, Leon County, Florida.

5094___________________________________

5095CLAUDE B. ARRINGTON

5098Administrative Law Judge

5101Division of Administrative Hearings

5105The DeSoto Building

51081230 Apalachee Parkway

5111Tallahassee, Florida 32399-3060

5114(850) 488-9675 SUNCOM 278-9675

5118Fax Filing (850) 921-6847

5122www.doah.state.fl.us

5123Filed with the Clerk of the

5129Division of Administrative Hearings

5133this 16th day of December, 2008.

5139ENDNOTES

51401 / Petitioner’s Exhibit 45 is the PACES manual which sets forth

5152the Seven Domains, Indicators, and Components. According to

5160Ms. Riley, the seventh Domain, styled Professional

5167Responsibilities, was added in 2002. The assessment forms used

5176by the evaluators for the evaluations that are at issue in this

5188proceeding do not contain the seventh Domain and appear to be on

5200forms that pre-date the adoption of the seventh Domain. The use

5211of the outdated forms has had no bearing on the conclusions and

5223recommendations set forth in this Recommended Order.

52302/ This finding is based on the testimony of Ms. Ward. It is

5243not clear whether she was referring to the United States

5253Department of Education or the Florida Department of Education.

5262The distinction is immaterial to the findings and conclusions

5271set forth in this Recommended Order.

5277COPIES FURNISHED :

5280Mark Herdman, Esquire

5283Herdman & Sakellarides, P.A.

528729605 U.S. Highway 19 North, Suite 110

5294Clearwater, Florida 33761

5297Janeen L. Richard, Esquire

5301Miami-Dade County School Board

53051450 Northeast 2nd Avenue, Suite 400

5311Miami, Florida 33132

5314Deborah K. Kearney, General Counsel

5319Department of Education

5322Turlington Building, Suite 1244

5326325 West Gaines Street

5330Tallahassee, Florida 32399-0400

5333Dr. Eric J. Smith

5337Commissioner of Education

5340Department of Education

5343Turlington Building, Suite 1514

5347325 West Gaines Street

5351Tallahassee, Florida 32399-0400

5354Alberto M. Carvalho, Superintendent

5358Miami-Dade County School Board

53621450 Northeast 2nd Avenue, Suite 912

5368Miami, Florida 33132

5371NOTICE OF RIGHT TO SUBMIT EXCEPTIONS

5377All parties have the right to submit written exceptions within

538715 days from the date of this Recommended Order. Any exceptions

5398to this Recommended Order should be filed with the agency that

5409will issue the Final Order in this case.

Select the PDF icon to view the document.
PDF
Date
Proceedings
PDF:
Date: 01/27/2009
Proceedings: Final Order of the School Board of Miami-Dade County, Florida filed.
PDF:
Date: 01/21/2009
Proceedings: Agency Final Order
PDF:
Date: 12/16/2008
Proceedings: Recommended Order
PDF:
Date: 12/16/2008
Proceedings: Recommended Order cover letter identifying the hearing record referred to the Agency.
PDF:
Date: 12/16/2008
Proceedings: Recommended Order (hearing held September 18, 2008). CASE CLOSED.
PDF:
Date: 11/18/2008
Proceedings: Petitioner School Board`s Proposed Recommended Order filed.
PDF:
Date: 11/17/2008
Proceedings: Respondent`s Proposed Recommended Order filed.
PDF:
Date: 11/06/2008
Proceedings: Order Granting Extension to File Proposed Recommended Orders (proposed recommended orders shall be filed by November 17, 2008).
PDF:
Date: 11/06/2008
Proceedings: Respondent`s Motion to Expand Time to File Proposed Recommended Orders filed.
Date: 10/31/2008
Proceedings: Transcript filed.
Date: 09/18/2008
Proceedings: CASE STATUS: Hearing Held.
PDF:
Date: 09/17/2008
Proceedings: Petitioner`s Amended Exhibit List (exhibits not available for viewing) filed.
PDF:
Date: 09/16/2008
Proceedings: Petitioner`s Exhibit List (corrected as to page numbers) filed.
PDF:
Date: 09/02/2008
Proceedings: Order Re-scheduling Hearing by Video Teleconference (hearing set for September 18, 2008; 9:00 a.m.; Miami and Tallahassee, FL).
PDF:
Date: 08/29/2008
Proceedings: Joint Status Report filed.
PDF:
Date: 08/18/2008
Proceedings: Order Canceling Hearing (parties to advise status by August 29, 2008).
PDF:
Date: 08/18/2008
Proceedings: Petitioner`s Exhibit List (exhibits not available for viewing) filed.
PDF:
Date: 08/15/2008
Proceedings: Respondent`s Exhibit List (exhibits not available for viewing) filed.
PDF:
Date: 08/14/2008
Proceedings: Joint Pre-hearing Stipulation filed.
PDF:
Date: 07/31/2008
Proceedings: Notice of Taking Deposition Duces Tecum filed.
PDF:
Date: 07/31/2008
Proceedings: Notice of Taking Depositions filed.
PDF:
Date: 07/22/2008
Proceedings: Amended Notice of Hearing by Video Teleconference (hearing set for August 19, 2008; 9:00 a.m.; Miami and Tallahassee, FL; amended as to miami location).
PDF:
Date: 07/08/2008
Proceedings: Notice of Service of Petitioner`s Response to Respondent`s First Set of Interrogatories filed.
PDF:
Date: 07/08/2008
Proceedings: Petitioner`s Response to Respondent`s First Request for Production filed.
PDF:
Date: 06/04/2008
Proceedings: Notice of Serving First Request for Production of Documents to Petitioner filed.
PDF:
Date: 06/04/2008
Proceedings: Notice of Serving Interrogatories to Petitioner filed.
PDF:
Date: 05/29/2008
Proceedings: Order Re-scheduling Hearing by Video Teleconference (hearing set for August 19, 2008; 9:00 a.m.; Miami and Tallahassee, FL).
PDF:
Date: 05/28/2008
Proceedings: Joint Status Report filed.
PDF:
Date: 05/28/2008
Proceedings: Amended Notice of Specific Charges filed.
PDF:
Date: 05/21/2008
Proceedings: Order Granting Continuance (parties to advise status by May 28, 2008).
PDF:
Date: 05/20/2008
Proceedings: Joint Motion for Continuance of the Hearing filed.
PDF:
Date: 05/12/2008
Proceedings: Amended Notice of Taking Deposition filed.
PDF:
Date: 05/09/2008
Proceedings: Notice of Taking Deposition filed.
PDF:
Date: 05/09/2008
Proceedings: Notice of Taking Deposition Duces Tecum filed.
PDF:
Date: 05/06/2008
Proceedings: Respondent`s Notice of Serving Responses to Petitioner`s First Request for Production filed.
PDF:
Date: 05/06/2008
Proceedings: Respondent`s Notice of Serving Answers to Petitioner`s First Set of Interrogatories filed.
PDF:
Date: 04/23/2008
Proceedings: Notice of Specific Charges filed.
PDF:
Date: 04/16/2008
Proceedings: Amended Notice of Hearing by Video Teleconference (hearing set for May 28, 2008; 9:00 a.m.; Miami and Tallahassee, FL; amended as to video and location).
PDF:
Date: 04/03/2008
Proceedings: Notice of Hearing (hearing set for May 28, 2008, 9:00 a.m.; Miami, FL).
PDF:
Date: 04/03/2008
Proceedings: Order of Pre-hearing Instructions.
PDF:
Date: 04/03/2008
Proceedings: Petitioner`s First Set of Interrogatories to the Respondent filed.
PDF:
Date: 04/03/2008
Proceedings: Notice of Service of Petitioner`s First Set of Interrogatories to the Respondent filed.
PDF:
Date: 04/03/2008
Proceedings: Petitioner`s First Request for Production filed.
PDF:
Date: 04/03/2008
Proceedings: Response to Initial Order filed.
PDF:
Date: 03/26/2008
Proceedings: Initial Order.
PDF:
Date: 03/26/2008
Proceedings: Notice of Action to Suspend and Initiate Dismissal Proceedings filed.
PDF:
Date: 03/26/2008
Proceedings: Request for Administrative Hearing filed.
PDF:
Date: 03/26/2008
Proceedings: Agency referral filed.

Case Information

Judge:
CLAUDE B. ARRINGTON
Date Filed:
03/26/2008
Date Assignment:
03/26/2008
Last Docket Entry:
01/27/2009
Location:
Miami, Florida
District:
Southern
Agency:
ADOPTED IN TOTO
Suffix:
TTS
 

Counsels

Related DOAH Cases(s) (1):

Related Florida Statute(s) (7):