09-006693PL Dr. Eric J. Smith, As Commissioner Of Education vs. Heather P. Ivanyi
 Status: Closed
Recommended Order on Thursday, July 15, 2010.


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Summary: Petitioner proved multiple violations of Section 1012.795 and Rule 6B-1.006 by Respondent's placement in a seclusion room without parental consent and submission of fraudulent documentation regarding consent.

1STATE OF FLORIDA

4DIVISION OF ADMINISTRATIVE HEARINGS

8DR. ERIC J. SMITH, )

13AS COMMISSIONER OF EDUCATION, )

18)

19Petitioner, )

21)

22vs. ) Case No. 09-6693PL

27)

28HEATHER P. IVANYI, )

32)

33Respondent. )

35)

36RECOMMENDED ORDER

38On April 22, 2010, a duly-noticed hearing was held in

48Inverness, Florida, before Lisa Shearer Nelson, an Administrative

56Law Judge of the Division of Administrative Hearings.

64APPEARANCES

65For Petitioner: Edward T. Bauer, Esquire

71Brooks, LeBoeuf, Bennett,

74Foster & Gwartney, P.A.

78909 East Park Avenue

82Tallahassee, Florida 32301

85For Respondent: Mark Herdman, Esquire

90Herdman & Sakellarides, P.A.

9429605 U.S. Highway 19 North, Suite 110

101Clearwater, Florida 33761

104STATEMENT OF THE ISSUES

108The issues to be determined are whether Respondent violated

117the provisions of Section 1012.795(1)(d), (g) and (j), Florida

126Statutes (2008), and Florida Administrative Code Rule 6B-

134in the Administrative Complaint, and if so, what penalty should

144be imposed for the proven violations?

150PRELIMINARY STATEMENT

152On September 2, 2009, Dr. Eric J. Smith as Commissioner of

163Education filed a nine-count Administrative Complaint against

170Respondent, Heather P. Ivanyi, charging her with violating

178Florida Administrative Code Rule 6B-1.006(3)(a), (e), and (f);

186that she placed an autistic child in a seclusion room against the

198wishes of his parents; that the child was injured as a result of

211this placement; and that she falsified a parental consent form to

222submit as proof that parental consent had been obtained.

231Respondent disputed the allegations in the Administrative

238Complaint and requested a hearing pursuant to Section 120.57(1),

247Florida Statutes. On December 9, 2009, the case was referred to

258the Division of Administrative Hearings for the assignment of an

268administrative law judge, and on December 23, 2009, a Notice of

279Hearing was issued scheduling the case for hearing on March 11

290and 12, 2010. At the request of Petitioner, the case was

301rescheduled for April 22 and 23, 2010, and proceeded as

311scheduled. At hearing, Petitioner presented the testimony of

319Teresa Royal, Matthew McCraine, Paul Heinz, Dr. V.K., 1/ and Anita

330Moon. Petitioner's Exhibits numbered 1 through 24 were admitted

339into evidence. Respondent presented the testimony of Carol

347Murphy, Keith Posta, Jeanette Brew, Wayne Ellis, Greg Elliot,

356Stephanie Hopper, Jack Vino and Heather Ivanyi. Respondent's

364Exhibits numbered 1 through 8 were admitted into evidence.

373The two-volume Transcript of the hearing was filed with the

383Division on June 11, 2010, and Petitioner's Proposed Recommended

392Order was filed on June 21, 2010. At Respondent's request, the

403deadline for filing proposed recommended orders was extended to

412July 6, 2010, and Respondent's Proposed Recommended Order was

421filed within that timeframe. Both submissions have been

429carefully considered in the preparation of this Recommended

437Order.

438Unless otherwise indicated, all references to Florida

445Statutes are to the Florida Statutes (2008).

452FINDINGS OF FACT

4551. Petitioner is the state agency responsible for the

464certification and regulation of public school teachers in the

473State of Florida.

4762. Respondent holds Florida Educator's Certificate number

483807545, covering the area of varying exceptionalities, valid

491through June 30, 2014. At all times material to these

501proceedings, Respondent was employed as an exceptional education

509teacher at Crest School in the Citrus County School District

519(School District). She began her employment at Crest School in

5292005. During her previous employment in Dade County, she had

539been named Teacher of the Year, and immediately prior to the

550incident at issue in this case, she was nominated as Crest

561School's candidate for Teacher of the Year in Citrus County.

5713. Crest School is a school limited to students with

581intellectual or behavioral disabilities.

585Safety Procedures at Crest School

5904. Students attending Crest School are exceptional

597education students who are required by state and federal law to

608have Individual Education Plans (IEPs) that are developed after

617an IEP meeting involving instructional staff and the student's

626parents. While an individual instructor can draft suggested

634changes in between IEP meetings conducted for a student, a

644teacher cannot unilaterally change a student's IEP.

6515. The student population at Crest School presents

659significant challenges in terms of student safety. The school

668has developed a "safe school plan" for which all personnel

678receive training. The safe school plan includes the use of

"688codes" for different levels of required intervention. A Code 1

698signifies that the student is in control but is disturbing the

709educational process of other students. In this instance, the

718student is placed in time-out. Assistance is requested in order

728to have specific staff member(s), as opposed to a crisis

738intervention team, assist with the student.

7446. A Code 2 is called when a student is endangering himself

756or herself or others. In this instance, the Code 2 team is used,

769and Crisis Prevention Intervention (CPI) techniques are employed.

777A team approach is used, and decisions are formulated by the team

789as a group. The first priority is to ensure that everyone is

801safe, and then to use CPI techniques to, hopefully, diffuse the

812situation. Approaches used in response to a Code 2 include

822clearing the room of other students, and/or taking the disruptive

832student to a designated time-out area, which may be in the

843classroom or may be a separate Behavioral Transition Room (BTR),

853or a secured seclusion room.

8587. Respondent used the term "time-out" interchangeably, to

866reference use of any of the above-referenced locations.

8748. A Code requesting assistance is called by using handheld

884radios that most teachers, including Respondent, carried, or by

893pressing a call button in the classroom. Some if not all members

905of a Code 2 team should be able to respond in a minute or less.

9209. The CPI team response in a particular instance should be

931guided by the student's IEP, and what interventions are

940authorized for that student. In approximately April 2008, Crest

949School also adopted a policy that required signed parental

958consent before a student could be placed in a BTR. At the time

971of the incident at issue in this case, however, in practice, IEPs

983were not always followed because not all members of a CPI team

995were familiar with the IEP for the student whose behavior was at

1007issue. Similarly, while parental consent forms were collected

1015and kept in the office, whether an individual student's parents

1025had given permission for use of a BTR would not necessarily be

1037verified when an emergency situation arose. If a truly dangerous

1047situation was at hand, the need for safety of all students would

1059generally override the terms of an individual's IEP.

106710. There are no state or School District regulations

1076regarding the use of seclusion areas like the BTR. The policies

1087in place at Crest School were based on "best practices" bulletins

1098received from the Department of Education.

110411. A BTR is a small room with no stimulation where a child

1117could calm down. It has concrete walls, a tile floor and no

1129furniture. Unlike a secured seclusion room, it can be opened

1139from the inside. Each time a student is placed in a BTR, use of

1153the room for the child is to be noted in a log book, and the

1168parents of the student are supposed to be notified.

1177Student R.K.

117912. R.K. is a student at Crest School who, at the time of

1192the incident in January 2009, was twelve years old, about 5 feet,

12046 inches tall, and described as very strong. R.K. suffers from

1215Autism Spectrum Disorder, and is classified as severely autistic.

1224R.K. can be aggressive and sometimes violent, especially toward

1233staff. From approximately 2005 until late January 2009, R.K. was

1243in Respondent's class at Crest School.

124913. When R.K. had a tantrum, he would often sit on the

1261floor on his knees and rock back and forth. From that position,

1273he would sometimes lunge at staff and hit, scratch or punch,

1284usually directed toward a person's upper torso. Respondent was

1293familiar with, and had often been the recipient of injuries as a

1305result of, R.K.'s behavior.

130914. An IEP meeting was held for R.K. in March 2008. Among

1321the participants at the IEP meeting were Respondent and R.K.'s

1331parents, both of whom are medical doctors. During the meeting

1341behavioral strategies were discussed. R.K.'s parents did not

1349want time-out to be used to address R.K.'s behavior and did not

1361consent to use of the BTR or to secured seclusion. Shortly after

1373R.K.'s IEP meeting, a Behavior Support Plan was developed for

1383R.K. The Behavior Support Plan is extensive, and acknowledges

1392his "challenging" behaviors. The Plan does not include time-out,

1401but relies heavily on "planned ignore" strategies, redirection

1409and positive reinforcement.

141215. The Behavior Support Plan is very specific in terms of

1423interventions to be used for challenging behavior, and provides

1432the following:

1434At the first signs of challenging behavior

1441call for back up.

1445Crisis Prevention Intervention (CPI)

1449Use the most effective and least intrusive

1456CPI technique, to manage the challenging

1462behavior at hand.

1465--Instructional Calm Down

1468If [R.K.] has a tantrum use instructional

1475control by briefly prompting him to 'calm

1482down' or 'cool off'. If he does calm down on

1492his own or following this prompt state

1499'that's better'. If the behavior should

1505continue or escalate, be prepared to

1511intervene per procedure. Often [R.K.'s]

1516expression of challenging behavior will not

1522escalate if he is given time and space.

1530Remember to only prompt him, wait five

1537minutes and then prompt again. This is done

15454 times 5 minutes apart. If he is obviously

1554irritated or agitated do not continue to

1561prompt him. Leave him alone until he has

1569been calm for at least one minute. If he is

1579a danger to himself or others he should be

1588removed to a safe area.

1593--Return to task

1596* * *

1599If [R.K.] is physically striking out, such as

1607pinching, at either an instructor or another

1614person, he is to be blocked. If he is in his

1625workroom setting the instructor is to remove

1632him or herself from the immediate area.

1639Planned ignore requires that the instructor

1645maintain a watch on [R.K.] but not give eye

1654contact during the inappropriate behavior.

1659When [R.K.] has been calm for one minute the

1668instructor is to return to the work area

1676saying, 'That's better. Good calming down

1682[R.K.]' in a neutral tone. If [R.K.] engages

1690in behavior that places himself or another in

1698danger he should be moved to a safe area.

1707If [R.K.] is striking out in a hallway or

1716other open area of the school, a verbal

1724statement is used, '[R.K.], No, Stop, hands

1731down.' Planned Ignore is used after a verbal

1739prompt if [R.K.] is no longer putting himself

1747or others at risk. If he continues to strike

1756out, the instructor will call for backup to

1764bring [R.K.] to a quiet area to calm down.

1773He should be calm for 1 minute before he is

1783prompted again to go to the original

1790destination. . . . An exception is made ot

1799[sic] the planned ignore rule if [R.K.] must

1807be removed for safety reasons. (Emphasis

1813supplied.)

181416. While the Behavior Support Plan is not signed by either

1825parent or any member of the IEP team, persuasive evidence was

1836presented that the parents knew of and were supportive of the

1847plan. It was Dr. V.K.'s understanding that the quiet area

1857referred to was a portion of the classroom that was separated

1868from the rest of the room by a curtain, and identified as a

1881sensory area. The sensory area was dark and contained little

1891stimulation, so R.K. could retreat and calm down.

189917. Notwithstanding the terms of the Behavior Support Plan,

1908there were at least two incidents prior to January 23, 2009, when

1920R.K. was placed in the BTR. While Respondent insists that R.K.'s

1931parents were notified, no competent, persuasive evidence was

1939presented that demonstrates that R.K.'s parents were ever

1947specifically notified that the BTR was used.

1954The January 23, 2009, Incident

195918. On Friday, January 23, 2009, R.K. was in Respondent's

1969classroom. Respondent left the classroom at approximately

197612:29 p.m., leaving the students under the supervision of teacher

1986aides, including Ms. Murphy.

199019. Ms. Murphy took R.K.'s backpack from him, a move which

2001he resisted. R.K. then sat on the floor and began rocking back

2013and forth. He continued to sit, rocking, for several minutes.

202320. At approximately 12:36 p.m., a female student passed by

2033R.K. on the way to her desk. It is unclear whether she spoke to

2047him, but R.K. lunged toward the female student, who remained

2057standing in front of him.

206221. Respondent walked into the room as R.K. was moving

2072toward the other student. Respondent immediately took R.K. by

2081the arm and started pulling him toward the door, into the

2092hallway, and ultimately to the BTR. R.K. remained on his knees

2103all the way to the BTR.

210922. Respondent testified that she believed the female

2117student was in immediate danger, and decided to take R.K. to the

2129BTR because she had other, medically fragile, students in her

2139room that made movement of those students problematic. However,

2148Respondent made no attempt to follow any of the techniques

2158described in R.K.'s Behavior Support Plan, and did not call a

2169Code 2 in accordance with Crest School procedure. She moved R.K.

2180directly to the BTR as her intervention of first resort.

219023. The lights in the BTR had to be turned on by someone

2203who had a key, and Respondent did not have a key to the BTR room.

2218As a result, R.K. was placed in a dark room by himself, with

2231Respondent sitting outside the room, monitoring him through a

2240small window on the door. Respondent did not call anyone to

2251assist by turning on the lights in the room.

226024. R.K. was placed in the BTR at approximately 12:37 p.m.

2271One minute later, Mr. Elliott, another staff member approached

2280with a wheelchair-bound student, who was placed in the BTR with

2291R.K. Mr. Elliott was not concerned about the second student's

2301safety while in the BTR with R.K. because R.K.'s aggression is

2312normally directed at staff as opposed to other students. Both

2322teachers struggled with R.K. as they attempted to leave the BTR.

233325. After two minutes, the second student was removed from

2343the BTR, and again R.K. struggled with Respondent while the

2353student was removed. At that time, Mr. Elliott was concerned

2363about Respondent's safety because R.K. was attacking her. He did

2373not observe any injury to R.K.

237926. At approximately 12:41 p.m., R.K. was able to open the

2390door partway, and Respondent closed the door. It appears from

2400the surveillance video (Petitioner's Exhibit 14) that R.K.'s hand

2409was caught in the door and may have been injured at that time.

242227. It is unclear at what point Respondent knew that R.K.

2433was injured, but the more persuasive evidence indicates that by

244312:46 p.m., when Matt McCraine, another teacher at the school,

2453walked by, Respondent was aware that R.K. was injured. There is

2464no evidence to indicate that she understood the extent of his

2475injury. However, she had not called for any nursing assistance.

248528. Mr. McCraine asked who was in the BTR and why the

2497lights were off. When he indicated that the lights needed to be

2509turned on, and Respondent responded that R.K. would need to be

2520moved away from the door because he had cut his finger.

253129. Mr. McCraine opened the door and turned on the light to

2543the BTR. At that time, he observed blood on the door and on the

2557floor of the room. Mr. McCraine called for a nurse, who arrived

2569at approximately 12:48 p.m. 911 was called and at approximately

25791:06 p.m., paramedics arrived to transport R.K. to the hospital.

2589R.K.'s parents were notified of the injury and requested that

2599someone who knew R.K. accompany him in the ambulance, and

2609Respondent did so.

261230. R.K.'s finger was fractured and severely lacerated. He

2621was required to undergo surgery to treat the finger, and required

2632anesthesia for the placement of sutures and for their removal.

2642Events Following the Incident

264631. Following the January 23, 2009, incident, there were

2655questions regarding whether R.K.'s parents had consented to the

2664use of the BTR, and whether a parental consent form had been

2676obtained.

267732. Mr. Posta, the principal at Crest School, asked

2686Respondent to provide several documents related to R.K.,

2694including the parental consent form for use of the BTR for R.K.

2706Respondent could not find a signed copy of the form. She asked

2718one of her teaching assistants, Ms. Murphy, to cut the signature

2729of one of R.K.'s parents from another document in his file.

2740Ms. Murphy did so, and Respondent pasted the parental signature

2750onto a blank permission form, and turned in the doctored form to

2762administration.

276333. Anita Moon, an assistant principal at Crest School,

2772examined the form and did not believe that the signature was

2783authentic, and upon comparison, the signature did not match the

2793signature on other official documents on file. She went to

2803Respondent's classroom and asked for R.K.'s working file. One

2812document was sticking out of the file, and Respondent started to

2823remove the loose document before handing the file to Ms. Moon.

2834Ms. Moon told her she needed the complete file.

284334. When Ms. Moon examined the file, she found the loose

2854paper to be a daily note from R.K.'s mother. The note stated:

2866Dear Ms. Heather

2869[R.K.] had a good weekend. Regarding the

2876permission for inclusion/secured seclusion

2880time out -- may be we will discuss it in the

2891IEP meeting next mth. before consenting to

2898it.

2899Have a good day!

2903Thanks

290435. The signature from the note was missing and had been

2915cut out.

291736. Also included in the file were unsigned consent forms

2927for use of secured seclusion and isolation time out.

293637. Soon thereafter, there was an investigation of the

2945incident resulting in R.K.'s injury. As part of the

2954investigation, Respondent was interviewed. She told the

2961interviewer that she placed R.K. in the BTR because when she came

2973in the classroom, he was physically on top of the other student.

2985The surveillance video of the classroom clearly shows that this

2995was not the case. She also stated that R.K.'s parents had given

3007written permission for R.K. to be placed in the BTR. When

3018confronted with the doctored note and asked to explain, she

3028admitted that she had taken the signature from the parental note

3039and pasted it to the parental consent form.

304738. Respondent also admitted making the doctored form when

3056she testified at hearing. She claimed that R.K.'s parents had

3066consented to use of the BTR, and that when she could not find the

3080signed forms, she panicked.

308439. The more persuasive evidence supports a finding that no

3094consent had been given to use the BTR for R.K.

310440. Respondent was terminated from her position at Crest

3113School as a result of the events described above.

312241. The case received significant media attention in the

3131local area, both in terms of print media and local television

3142news coverage.

3144CONCLUSIONS OF LAW

314742. The Division of Administrative Hearings has

3154jurisdiction over the subject matter and the parties to this

3164action in accordance with Sections 120.569 and 120.57(1), Florida

3173Statutes (2010).

317543. This is a disciplinary action by Petitioner in which

3185Petitioner seeks to permanently revoke Respondent's teaching

3192certificate. Petitioner bears the burden of proof to demonstrate

3201the allegations in the Administrative Complaint by clear and

3210convincing evidence. Department of Banking and Finance v.

3218Osborne Stern & Co. , 670 So. 2d 932 (Fla. 1996); Ferris v.

3230Turlington , 510 So. 2d 292 (Fla. 1987).

323744. As stated by the Florida Supreme Court:

3245Clear and convincing evidence requires that

3251the evidence must be found to be credible;

3259the facts to which the witnesses testify must

3267be distinctly remembered; the testimony must

3273be precise and lacking in confusion as to the

3282facts in issue. The evidence must be of such

3291a weight that it produces in the mind of the

3301trier of fact a firm belief or conviction,

3309without hesitancy, as to the truth of the

3317allegations sought to be established.

3322In re Henson , 913 So. 2d 579, 590 (Fla. 2005), quoting Slomowitz

3334v. Walker , 429 So. 2d 797, 800 (Fla. 4th DCA 1983).

334545. The Administrative Complaint charged Respondent with

3352violations of Section 1012.795(1)(d), (g) and (j), Florida

3360Statutes. Section 1012.795 authorizes the Education Practices

3367Commission to suspend, revoke, or otherwise penalize a teaching

3376certificate, provided it can be shown that the holder of the

3387certificate has committed any of the violations enumerated.

339546. The specific provisions charged in Counts 1-3 of the

3405Administrative Complaint allege that Respondent:

3410(d) Has been guilty of gross immorality or

3418an act involving moral turpitude.

3423* * *

3426(e) Upon investigation, has been found

3432guilty of personal conduct which seriously

3438reduces that person's effectiveness as an

3444employee of the district school board.

3450* * *

3453(j) Has violated the Principles of

3459Professional Conduct for the Education

3464Profession prescribed by State Board of

3470Education rules.

347247. Count 1 charges a violation of Section 1012.795(1)(c).

3481The Education Practices Commission has not defined "gross

3489immorality" or "moral turpitude" for the purposes of discipline

3498to be imposed pursuant to Section 1012.795, Florida Statutes.

3507The Commission has, however defined "immorality" and "moral

3515turpitude" for use by school districts in taking action against

3525instructional personnel in Florida Administrative Code Rule 6B-

35334.009. This rule, which may provide guidance in this context,

3543provides in pertinent part:

3547(2) Immorality is defined as conduct that is

3555inconsistent with the standards of public

3561conscience and good morals. It is conduct

3568sufficiently notorious to bring the

3573individual concerned or the education

3578profession into public disgrace or disrespect

3584and impair the individual's service in the

3591community.

3592* * *

3595(6) Moral turpitude is a crime that is

3603evidenced by an act of baseness, vileness or

3611depravity in the private and social duties;

3618which, according to the accepted standards of

3625the time a man owes to his or her fellow man

3636or to society in general, and the doing of

3645the act itself and not its prohibition by

3653statute fixes the moral turpitude.

365848. Moral turpitude has also been defined by the Supreme

3668Court of Florida as "anything done contrary to justice, honesty,

3678principle, or good morals, although it often involves the

3687question of intent as when unintentionally committed through

3695error of judgment when wrong was not contemplated."

3703State ex rel. Tullidge v. Hollingsworth , 108 Fla. 607, 146 So.

3714660, 661 (1933).

371749. The Administrative Complaint can be described as

3725dealing with two separate incidents: the decision to place R.K.

3735in time-out on January 23, 2009, and Respondent's actions in

3745dealing with the fall-out after R.K. was injured.

375350. The evidence, taken as whole, does not support a

3763determination that Respondent committed gross immorality by

3770placing Respondent in time-out. While Respondent's actions may

3778represent poor judgment and a failure to abide by Crest School

3789policies, they do not amount to gross immorality. By most

3799accounts, Respondent was dedicated to her students, knew R.K.'s

3808tendencies, and felt that placing him in time-out would avert a

3819potentially dangerous situation. That in hindsight she may have

3828over-reacted to the situation is not a basis to find gross

3839immorality.

384051. Petitioner also asserts that gross immorality is

3848demonstrated by Respondent's failure to call for a nurse

3857immediately upon learning of R.K.'s injury. However, this

3865failure is not alleged in the Administrative Complaint.

3873Discipline cannot be imposed for an offense not charged in the

3884Administrative Complaintevisani v. Department of Health , 908

3891So. 2d 1108 (Fla. 1st DCA 2005)(single reference to statute

3901without supporting factual allegations not sufficient to place

3909licensee on notice of charges against him).

391652. On the other hand, Petitioner has demonstrated an act

3926of gross immorality based upon evidence that Respondent falsified

3935a parental consent form and submitted it as an original. Count 1

3947has been proven by clear and convincing evidence.

395553. Count 2 charges a violation Section 1012.795(1)(g),

3963Florida Statutes. Clear and convincing evidence was presented to

3972demonstrate that Respondent committed offenses that seriously

3979reduced her effectiveness as an employee of the School Board. By

3990her actions following the injury to R.K., Respondent undermined

3999any sense of confidence that the School District could have in

4010her judgment and her candor. As stated in Gallagher v.

4020Desjarlais , DOAH Case No. 00-2767 (RO Oct. 31, 2000; FO Jan. 19,

40322001), "Trust is an important component of the relationship that

4042must exist among teachers and between administrators and a

4051teacher. Respondent's dishonesty seriously undermines this

4057trust."

405854. Count 3 charges Respondent with violation of Section

40671012.795(1)(j). By virtue of the violations proven with respect

4076to Counts 4 and 6-9, Count 3 has been proven by clear and

4089convincing evidence.

409155. Counts 4-9 charge Respondent with violating several

4099provisions within Florida Administrative Code Rule 6B-1.006,

4106which provide in pertinent part:

4111(1) The following disciplinary rule shall

4117constitute the Principles of Professional

4122Conduct for the Education Profession in

4128Florida.

4129(2) Violation of any of these principles

4136shall subject the individual to revocation or

4143suspension of the individual educator’s

4148certificate, or the other penalties as

4154provided by law.

4157(3) Obligation to the student requires that

4164the individual:

4166(a) Shall make reasonable effort to protect

4173the student from conditions harmful to

4179learning and/or to the student’s mental

4185and/or physical health and/or safety.

4190* * *

4193(e) Shall not intentionally expose a student

4200to unnecessary embarrassment or

4204disparagement.

4205(f) Shall not intentionally violate or deny

4212a student's legal rights.

4216* * *

4219(4) Obligation to the public requires that

4226the individual:

4228* * *

4231(b) Shall not intentionally distort or

4237misrepresent facts concerning an educational

4242matter in direct or indirect public

4248expression.

4249* * *

4252(5) Obligation to the profession of

4258education requires that the individual:

4263(a) Shall maintain honesty in all

4269professional dealings.

4271* * *

4274(h) Shall not submit fraudulent information

4280on any document in connection with

4286professional activities.

428856. Count 4 charges Respondent with violating Rule 6B-

42971.006(3)(a). By forcibly removing R.K. from the classroom

4305without calling a Code 2 and without regard to the procedures in

4317his Behavior Support plan; by placing R.K. in a darkened room;

4328and by failing to appropriately monitor him while in the room so

4340as to allow his injury, Respondent has failed to protect R.K.

4351from conditions harmful to his mental health and physical safety.

4361Petitioner has proven Count 4 by clear and convincing evidence.

437157. Clear and convincing evidence was not presented to

4380support a violation of Count 5, which charged Respondent with

4390violating Florida Administrative Code Rule 6B-1.006(3)(e).

439658. Clear and convincing evidence was presented to support

4405a finding that Respondent violated Count 6. By failing to adhere

4416to R.K.'s IEP and Behavior Support Plan, Respondent violated

4425R.K.'s legal rights in violation of Florida Administrative Code

4434Rule 6B-1.006(3)(f).

443659. Clear and convincing evidence was presented to support

4445a finding that Respondent violated Count 7, which charges

4454Respondent with intentionally distorting or misrepresenting facts

4461concerning an educational matter, as proscribed in Florida

4469Administrative Code Rule 6B-1.006(4)(b). During the

4475investigation following R.K.'s injury, Respondent exaggerated the

4482emergency nature of the situation in the classroom in order to

4493justify her use of the BTR without resort to a Code 2. In truth,

4507however, Respondent cannot claim that the situation presented a

4516danger to R.K. or to others rising to the level of needing to use

4530the BTR, and claim at the same time that calling a Code 2 was not

4545warranted. Even more troubling, when the propriety of her

4554actions came into question following R.K.'s injury, she claimed

4563that R.K.'s parents had consented to use of the BTR, and

4574falsified a consent form to make it appear that R.K.'s parents

4585had consented to the use of the BTR, when they had not.

459760. Petitioner has also presented clear and convincing

4605evidence to support a violation of Florida Administrative Code

4614Rule 6B-1.006(5)(a), as charged in Count 8. By Respondent's

4623statements with regard to parental consent, and submission of a

4633doctored consent form, Respondent has failed to maintain honesty

4642in all professional dealings.

464661. Finally, Respondent violated Florida Administrative

4652Code Rule 6B-1.006(5)(h), by submission of the doctored parental

4661consent form.

466362. The Florida Education Practices Commission has adopted

4671disciplinary guidelines to provide notice of the appropriate

4679range of penalties to be imposed for violations of Section

46891012.795 and the Principles of Professional Conduct for the

4698Education Profession. Given the number of violations proven and

4707the severity of Respondent's conduct, revocation is appropriate.

4715However, the undersigned is mindful of Respondent's dedication to

4724children with disabilities and the contribution she has made in a

4735very challenging field. The Commission, in its discretion, may

4744want to allow her to re-apply for a Teaching Certificate at some

4756time in the future, under terms the Commission may prescribe.

4766RECOMMENDATION

4767Upon consideration of the facts found and conclusions of law

4777reached, it is

4780RECOMMENDED:

4781That the Education Practices Commission enter a Final Order

4790finding Respondent guilty of violating Section 1012.795(1)(d),

4797(g) and (j), Florida Statutes, and Florida Administrative Code

4806charged in Counts 1-4 and 6-9 of the Administrative Complaint.

4816As a penalty for these violations, it is recommended that

4826Respondent's teaching certificate be revoked.

4831DONE AND ENTERED this 15th day of July, 2010, in

4841Tallahassee, Leon County, Florida.

4845S

4846LISA SHEARER NELSON

4849Administrative Law Judge

4852Division of Administrative Hearings

4856The DeSoto Building

48591230 Apalachee Parkway

4862Tallahassee, Florida 32399-3060

4865(850) 488-9675

4867Fax Filing (850) 921-6847

4871www.doah.state.fl.us

4872Filed with the Clerk of the

4878Division of Administrative Hearings

4882this 15th day of July, 2010.

4888ENDNOTE

48891/ To protect the identity of the child involved in the events

4901giving rise to these disciplinary proceedings, both the child and

4911the child's parents will be referred to by their initials.

4921COPIES FURNISHED:

4923Mark Herdman, Esquire

4926Herdman & Sakellarides, P.A.

493029605 U.S. Highway 19 North, Suite 110

4937Clearwater, Florida 33761

4940Todd P. Resavage, Esquire

4944Brooks, LeBoeuf, Bennett,

4947Foster & Gwartney, P.A.

4951909 East Park Avenue

4955Tallahassee, Florida 32301

4958Kathleen M. Richards, Executive Director

4963Education Practices Commission

4966Department of Education

4969Turlington Building, Suite 224-E

4973325 West Gaines Street

4977Tallahassee, Florida 32399-0400

4980Marian Lambeth, Bureau Chief

4984Bureau of Professional Practices Services

4989Department of Education

4992Turlington Building, Suite 224-E

4996325 West Gaines Street

5000Tallahassee, Florida 32399-0400

5003Deborah K. Kearney, General Counsel

5008Department of Education

5011Turlington Building, Suite 1244

5015325 West Gaines Street

5019Tallahassee, Florida 32399-0400

5022NOTICE OF RIGHT TO SUBMIT EXCEPTIONS

5028All parties have the right to submit written exceptions within

503815 days from the date of this recommended order. Any exceptions to

5050this recommended order should be filed with the agency that will

5061issue the final order in this case.

Select the PDF icon to view the document.
PDF
Date
Proceedings
PDF:
Date: 03/07/2011
Proceedings: Agency Final Order
PDF:
Date: 03/07/2011
Proceedings: Agency Corrected Final Order filed.
PDF:
Date: 07/15/2010
Proceedings: Recommended Order
PDF:
Date: 07/15/2010
Proceedings: Recommended Order cover letter identifying the hearing record referred to the Agency.
PDF:
Date: 07/15/2010
Proceedings: Recommended Order (hearing held April 22, 2010). CASE CLOSED.
PDF:
Date: 07/06/2010
Proceedings: Respondent's Proposed Recommended Order filed.
PDF:
Date: 07/02/2010
Proceedings: Notice of Substitution of Counsel (filed by T. Resavage) filed.
PDF:
Date: 06/22/2010
Proceedings: Order Granting Extension of Time (Proposed Recommended Orders to be filed by July 6, 2010).
PDF:
Date: 06/21/2010
Proceedings: Respondent's Unopposed Motion for Extension of Time to File Proposed Recommended Orders filed.
PDF:
Date: 06/21/2010
Proceedings: Petitioner's Proposed Recommended Order filed.
Date: 06/11/2010
Proceedings: Transcript (volume I-II) filed.
Date: 04/22/2010
Proceedings: CASE STATUS: Hearing Held.
PDF:
Date: 04/21/2010
Proceedings: Petitioner's Third Amended Witness and Exhibit List (exhibits not attached) filed.
PDF:
Date: 04/21/2010
Proceedings: Petitioner's Second Amended Witness and Exhibit List (exhibits not attached) filed.
PDF:
Date: 04/20/2010
Proceedings: Petitioner's Amended Witness and Exhibit List (exhibits not attached) filed.
PDF:
Date: 04/19/2010
Proceedings: Agency`s court reporter confirmation letter filed with the Judge.
PDF:
Date: 04/16/2010
Proceedings: Prehearing Stipulation filed.
PDF:
Date: 04/13/2010
Proceedings: Respondent's Witness and Exhibit List (exhibits not attached) filed.
PDF:
Date: 04/12/2010
Proceedings: Petitioner's Witness and Exhibit List (exhibits not attached) filed.
PDF:
Date: 03/23/2010
Proceedings: Notice of Taking Deposition (of H. Ivanyi) filed.
PDF:
Date: 02/18/2010
Proceedings: Order Granting Continuance and Re-scheduling Hearing (hearing set for April 22 and 23, 2010; 11:00 a.m.; Inverness, FL).
PDF:
Date: 02/16/2010
Proceedings: Petitioner's Agreed Upon Motion to Continue Formal Hearing filed.
PDF:
Date: 02/12/2010
Proceedings: Respondent's Notice of Taking Depositions (of K. Posta, P. Hines, M. McCraine) filed.
PDF:
Date: 12/23/2009
Proceedings: Order of Pre-hearing Instructions.
PDF:
Date: 12/23/2009
Proceedings: Notice of Hearing (hearing set for March 11 and 12, 2010; 10:00 a.m.; Inverness, FL).
PDF:
Date: 12/15/2009
Proceedings: Joint Response to Initial Order filed.
PDF:
Date: 12/09/2009
Proceedings: Initial Order.
PDF:
Date: 12/09/2009
Proceedings: Administrative Complaint filed.
PDF:
Date: 12/09/2009
Proceedings: Election of Rights filed.
PDF:
Date: 12/09/2009
Proceedings: Letter to K. Richards from Agency`s General Counsel requesting administrative hearing and notification of counsel of record.
PDF:
Date: 12/09/2009
Proceedings: Agency referral filed.

Case Information

Judge:
LISA SHEARER NELSON
Date Filed:
12/09/2009
Date Assignment:
12/09/2009
Last Docket Entry:
03/07/2011
Location:
Inverness, Florida
District:
Northern
Agency:
ADOPTED IN TOTO
Suffix:
PL
 

Counsels

Related DOAH Cases(s) (2):

Related Florida Statute(s) (3):

Related Florida Rule(s) (1):