09-006693PL
Dr. Eric J. Smith, As Commissioner Of Education vs.
Heather P. Ivanyi
Status: Closed
Recommended Order on Thursday, July 15, 2010.
Recommended Order on Thursday, July 15, 2010.
1STATE OF FLORIDA
4DIVISION OF ADMINISTRATIVE HEARINGS
8DR. ERIC J. SMITH, )
13AS COMMISSIONER OF EDUCATION, )
18)
19Petitioner, )
21)
22vs. ) Case No. 09-6693PL
27)
28HEATHER P. IVANYI, )
32)
33Respondent. )
35)
36RECOMMENDED ORDER
38On April 22, 2010, a duly-noticed hearing was held in
48Inverness, Florida, before Lisa Shearer Nelson, an Administrative
56Law Judge of the Division of Administrative Hearings.
64APPEARANCES
65For Petitioner: Edward T. Bauer, Esquire
71Brooks, LeBoeuf, Bennett,
74Foster & Gwartney, P.A.
78909 East Park Avenue
82Tallahassee, Florida 32301
85For Respondent: Mark Herdman, Esquire
90Herdman & Sakellarides, P.A.
9429605 U.S. Highway 19 North, Suite 110
101Clearwater, Florida 33761
104STATEMENT OF THE ISSUES
108The issues to be determined are whether Respondent violated
117the provisions of Section 1012.795(1)(d), (g) and (j), Florida
126Statutes (2008), and Florida Administrative Code Rule 6B-
134in the Administrative Complaint, and if so, what penalty should
144be imposed for the proven violations?
150PRELIMINARY STATEMENT
152On September 2, 2009, Dr. Eric J. Smith as Commissioner of
163Education filed a nine-count Administrative Complaint against
170Respondent, Heather P. Ivanyi, charging her with violating
178Florida Administrative Code Rule 6B-1.006(3)(a), (e), and (f);
186that she placed an autistic child in a seclusion room against the
198wishes of his parents; that the child was injured as a result of
211this placement; and that she falsified a parental consent form to
222submit as proof that parental consent had been obtained.
231Respondent disputed the allegations in the Administrative
238Complaint and requested a hearing pursuant to Section 120.57(1),
247Florida Statutes. On December 9, 2009, the case was referred to
258the Division of Administrative Hearings for the assignment of an
268administrative law judge, and on December 23, 2009, a Notice of
279Hearing was issued scheduling the case for hearing on March 11
290and 12, 2010. At the request of Petitioner, the case was
301rescheduled for April 22 and 23, 2010, and proceeded as
311scheduled. At hearing, Petitioner presented the testimony of
319Teresa Royal, Matthew McCraine, Paul Heinz, Dr. V.K., 1/ and Anita
330Moon. Petitioner's Exhibits numbered 1 through 24 were admitted
339into evidence. Respondent presented the testimony of Carol
347Murphy, Keith Posta, Jeanette Brew, Wayne Ellis, Greg Elliot,
356Stephanie Hopper, Jack Vino and Heather Ivanyi. Respondent's
364Exhibits numbered 1 through 8 were admitted into evidence.
373The two-volume Transcript of the hearing was filed with the
383Division on June 11, 2010, and Petitioner's Proposed Recommended
392Order was filed on June 21, 2010. At Respondent's request, the
403deadline for filing proposed recommended orders was extended to
412July 6, 2010, and Respondent's Proposed Recommended Order was
421filed within that timeframe. Both submissions have been
429carefully considered in the preparation of this Recommended
437Order.
438Unless otherwise indicated, all references to Florida
445Statutes are to the Florida Statutes (2008).
452FINDINGS OF FACT
4551. Petitioner is the state agency responsible for the
464certification and regulation of public school teachers in the
473State of Florida.
4762. Respondent holds Florida Educator's Certificate number
483807545, covering the area of varying exceptionalities, valid
491through June 30, 2014. At all times material to these
501proceedings, Respondent was employed as an exceptional education
509teacher at Crest School in the Citrus County School District
519(School District). She began her employment at Crest School in
5292005. During her previous employment in Dade County, she had
539been named Teacher of the Year, and immediately prior to the
550incident at issue in this case, she was nominated as Crest
561School's candidate for Teacher of the Year in Citrus County.
5713. Crest School is a school limited to students with
581intellectual or behavioral disabilities.
585Safety Procedures at Crest School
5904. Students attending Crest School are exceptional
597education students who are required by state and federal law to
608have Individual Education Plans (IEPs) that are developed after
617an IEP meeting involving instructional staff and the student's
626parents. While an individual instructor can draft suggested
634changes in between IEP meetings conducted for a student, a
644teacher cannot unilaterally change a student's IEP.
6515. The student population at Crest School presents
659significant challenges in terms of student safety. The school
668has developed a "safe school plan" for which all personnel
678receive training. The safe school plan includes the use of
"688codes" for different levels of required intervention. A Code 1
698signifies that the student is in control but is disturbing the
709educational process of other students. In this instance, the
718student is placed in time-out. Assistance is requested in order
728to have specific staff member(s), as opposed to a crisis
738intervention team, assist with the student.
7446. A Code 2 is called when a student is endangering himself
756or herself or others. In this instance, the Code 2 team is used,
769and Crisis Prevention Intervention (CPI) techniques are employed.
777A team approach is used, and decisions are formulated by the team
789as a group. The first priority is to ensure that everyone is
801safe, and then to use CPI techniques to, hopefully, diffuse the
812situation. Approaches used in response to a Code 2 include
822clearing the room of other students, and/or taking the disruptive
832student to a designated time-out area, which may be in the
843classroom or may be a separate Behavioral Transition Room (BTR),
853or a secured seclusion room.
8587. Respondent used the term "time-out" interchangeably, to
866reference use of any of the above-referenced locations.
8748. A Code requesting assistance is called by using handheld
884radios that most teachers, including Respondent, carried, or by
893pressing a call button in the classroom. Some if not all members
905of a Code 2 team should be able to respond in a minute or less.
9209. The CPI team response in a particular instance should be
931guided by the student's IEP, and what interventions are
940authorized for that student. In approximately April 2008, Crest
949School also adopted a policy that required signed parental
958consent before a student could be placed in a BTR. At the time
971of the incident at issue in this case, however, in practice, IEPs
983were not always followed because not all members of a CPI team
995were familiar with the IEP for the student whose behavior was at
1007issue. Similarly, while parental consent forms were collected
1015and kept in the office, whether an individual student's parents
1025had given permission for use of a BTR would not necessarily be
1037verified when an emergency situation arose. If a truly dangerous
1047situation was at hand, the need for safety of all students would
1059generally override the terms of an individual's IEP.
106710. There are no state or School District regulations
1076regarding the use of seclusion areas like the BTR. The policies
1087in place at Crest School were based on "best practices" bulletins
1098received from the Department of Education.
110411. A BTR is a small room with no stimulation where a child
1117could calm down. It has concrete walls, a tile floor and no
1129furniture. Unlike a secured seclusion room, it can be opened
1139from the inside. Each time a student is placed in a BTR, use of
1153the room for the child is to be noted in a log book, and the
1168parents of the student are supposed to be notified.
1177Student R.K.
117912. R.K. is a student at Crest School who, at the time of
1192the incident in January 2009, was twelve years old, about 5 feet,
12046 inches tall, and described as very strong. R.K. suffers from
1215Autism Spectrum Disorder, and is classified as severely autistic.
1224R.K. can be aggressive and sometimes violent, especially toward
1233staff. From approximately 2005 until late January 2009, R.K. was
1243in Respondent's class at Crest School.
124913. When R.K. had a tantrum, he would often sit on the
1261floor on his knees and rock back and forth. From that position,
1273he would sometimes lunge at staff and hit, scratch or punch,
1284usually directed toward a person's upper torso. Respondent was
1293familiar with, and had often been the recipient of injuries as a
1305result of, R.K.'s behavior.
130914. An IEP meeting was held for R.K. in March 2008. Among
1321the participants at the IEP meeting were Respondent and R.K.'s
1331parents, both of whom are medical doctors. During the meeting
1341behavioral strategies were discussed. R.K.'s parents did not
1349want time-out to be used to address R.K.'s behavior and did not
1361consent to use of the BTR or to secured seclusion. Shortly after
1373R.K.'s IEP meeting, a Behavior Support Plan was developed for
1383R.K. The Behavior Support Plan is extensive, and acknowledges
1392his "challenging" behaviors. The Plan does not include time-out,
1401but relies heavily on "planned ignore" strategies, redirection
1409and positive reinforcement.
141215. The Behavior Support Plan is very specific in terms of
1423interventions to be used for challenging behavior, and provides
1432the following:
1434At the first signs of challenging behavior
1441call for back up.
1445Crisis Prevention Intervention (CPI)
1449Use the most effective and least intrusive
1456CPI technique, to manage the challenging
1462behavior at hand.
1465--Instructional Calm Down
1468If [R.K.] has a tantrum use instructional
1475control by briefly prompting him to 'calm
1482down' or 'cool off'. If he does calm down on
1492his own or following this prompt state
1499'that's better'. If the behavior should
1505continue or escalate, be prepared to
1511intervene per procedure. Often [R.K.'s]
1516expression of challenging behavior will not
1522escalate if he is given time and space.
1530Remember to only prompt him, wait five
1537minutes and then prompt again. This is done
15454 times 5 minutes apart. If he is obviously
1554irritated or agitated do not continue to
1561prompt him. Leave him alone until he has
1569been calm for at least one minute. If he is
1579a danger to himself or others he should be
1588removed to a safe area.
1593--Return to task
1596* * *
1599If [R.K.] is physically striking out, such as
1607pinching, at either an instructor or another
1614person, he is to be blocked. If he is in his
1625workroom setting the instructor is to remove
1632him or herself from the immediate area.
1639Planned ignore requires that the instructor
1645maintain a watch on [R.K.] but not give eye
1654contact during the inappropriate behavior.
1659When [R.K.] has been calm for one minute the
1668instructor is to return to the work area
1676saying, 'That's better. Good calming down
1682[R.K.]' in a neutral tone. If [R.K.] engages
1690in behavior that places himself or another in
1698danger he should be moved to a safe area.
1707If [R.K.] is striking out in a hallway or
1716other open area of the school, a verbal
1724statement is used, '[R.K.], No, Stop, hands
1731down.' Planned Ignore is used after a verbal
1739prompt if [R.K.] is no longer putting himself
1747or others at risk. If he continues to strike
1756out, the instructor will call for backup to
1764bring [R.K.] to a quiet area to calm down.
1773He should be calm for 1 minute before he is
1783prompted again to go to the original
1790destination. . . . An exception is made ot
1799[sic] the planned ignore rule if [R.K.] must
1807be removed for safety reasons. (Emphasis
1813supplied.)
181416. While the Behavior Support Plan is not signed by either
1825parent or any member of the IEP team, persuasive evidence was
1836presented that the parents knew of and were supportive of the
1847plan. It was Dr. V.K.'s understanding that the quiet area
1857referred to was a portion of the classroom that was separated
1868from the rest of the room by a curtain, and identified as a
1881sensory area. The sensory area was dark and contained little
1891stimulation, so R.K. could retreat and calm down.
189917. Notwithstanding the terms of the Behavior Support Plan,
1908there were at least two incidents prior to January 23, 2009, when
1920R.K. was placed in the BTR. While Respondent insists that R.K.'s
1931parents were notified, no competent, persuasive evidence was
1939presented that demonstrates that R.K.'s parents were ever
1947specifically notified that the BTR was used.
1954The January 23, 2009, Incident
195918. On Friday, January 23, 2009, R.K. was in Respondent's
1969classroom. Respondent left the classroom at approximately
197612:29 p.m., leaving the students under the supervision of teacher
1986aides, including Ms. Murphy.
199019. Ms. Murphy took R.K.'s backpack from him, a move which
2001he resisted. R.K. then sat on the floor and began rocking back
2013and forth. He continued to sit, rocking, for several minutes.
202320. At approximately 12:36 p.m., a female student passed by
2033R.K. on the way to her desk. It is unclear whether she spoke to
2047him, but R.K. lunged toward the female student, who remained
2057standing in front of him.
206221. Respondent walked into the room as R.K. was moving
2072toward the other student. Respondent immediately took R.K. by
2081the arm and started pulling him toward the door, into the
2092hallway, and ultimately to the BTR. R.K. remained on his knees
2103all the way to the BTR.
210922. Respondent testified that she believed the female
2117student was in immediate danger, and decided to take R.K. to the
2129BTR because she had other, medically fragile, students in her
2139room that made movement of those students problematic. However,
2148Respondent made no attempt to follow any of the techniques
2158described in R.K.'s Behavior Support Plan, and did not call a
2169Code 2 in accordance with Crest School procedure. She moved R.K.
2180directly to the BTR as her intervention of first resort.
219023. The lights in the BTR had to be turned on by someone
2203who had a key, and Respondent did not have a key to the BTR room.
2218As a result, R.K. was placed in a dark room by himself, with
2231Respondent sitting outside the room, monitoring him through a
2240small window on the door. Respondent did not call anyone to
2251assist by turning on the lights in the room.
226024. R.K. was placed in the BTR at approximately 12:37 p.m.
2271One minute later, Mr. Elliott, another staff member approached
2280with a wheelchair-bound student, who was placed in the BTR with
2291R.K. Mr. Elliott was not concerned about the second student's
2301safety while in the BTR with R.K. because R.K.'s aggression is
2312normally directed at staff as opposed to other students. Both
2322teachers struggled with R.K. as they attempted to leave the BTR.
233325. After two minutes, the second student was removed from
2343the BTR, and again R.K. struggled with Respondent while the
2353student was removed. At that time, Mr. Elliott was concerned
2363about Respondent's safety because R.K. was attacking her. He did
2373not observe any injury to R.K.
237926. At approximately 12:41 p.m., R.K. was able to open the
2390door partway, and Respondent closed the door. It appears from
2400the surveillance video (Petitioner's Exhibit 14) that R.K.'s hand
2409was caught in the door and may have been injured at that time.
242227. It is unclear at what point Respondent knew that R.K.
2433was injured, but the more persuasive evidence indicates that by
244312:46 p.m., when Matt McCraine, another teacher at the school,
2453walked by, Respondent was aware that R.K. was injured. There is
2464no evidence to indicate that she understood the extent of his
2475injury. However, she had not called for any nursing assistance.
248528. Mr. McCraine asked who was in the BTR and why the
2497lights were off. When he indicated that the lights needed to be
2509turned on, and Respondent responded that R.K. would need to be
2520moved away from the door because he had cut his finger.
253129. Mr. McCraine opened the door and turned on the light to
2543the BTR. At that time, he observed blood on the door and on the
2557floor of the room. Mr. McCraine called for a nurse, who arrived
2569at approximately 12:48 p.m. 911 was called and at approximately
25791:06 p.m., paramedics arrived to transport R.K. to the hospital.
2589R.K.'s parents were notified of the injury and requested that
2599someone who knew R.K. accompany him in the ambulance, and
2609Respondent did so.
261230. R.K.'s finger was fractured and severely lacerated. He
2621was required to undergo surgery to treat the finger, and required
2632anesthesia for the placement of sutures and for their removal.
2642Events Following the Incident
264631. Following the January 23, 2009, incident, there were
2655questions regarding whether R.K.'s parents had consented to the
2664use of the BTR, and whether a parental consent form had been
2676obtained.
267732. Mr. Posta, the principal at Crest School, asked
2686Respondent to provide several documents related to R.K.,
2694including the parental consent form for use of the BTR for R.K.
2706Respondent could not find a signed copy of the form. She asked
2718one of her teaching assistants, Ms. Murphy, to cut the signature
2729of one of R.K.'s parents from another document in his file.
2740Ms. Murphy did so, and Respondent pasted the parental signature
2750onto a blank permission form, and turned in the doctored form to
2762administration.
276333. Anita Moon, an assistant principal at Crest School,
2772examined the form and did not believe that the signature was
2783authentic, and upon comparison, the signature did not match the
2793signature on other official documents on file. She went to
2803Respondent's classroom and asked for R.K.'s working file. One
2812document was sticking out of the file, and Respondent started to
2823remove the loose document before handing the file to Ms. Moon.
2834Ms. Moon told her she needed the complete file.
284334. When Ms. Moon examined the file, she found the loose
2854paper to be a daily note from R.K.'s mother. The note stated:
2866Dear Ms. Heather
2869[R.K.] had a good weekend. Regarding the
2876permission for inclusion/secured seclusion
2880time out -- may be we will discuss it in the
2891IEP meeting next mth. before consenting to
2898it.
2899Have a good day!
2903Thanks
290435. The signature from the note was missing and had been
2915cut out.
291736. Also included in the file were unsigned consent forms
2927for use of secured seclusion and isolation time out.
293637. Soon thereafter, there was an investigation of the
2945incident resulting in R.K.'s injury. As part of the
2954investigation, Respondent was interviewed. She told the
2961interviewer that she placed R.K. in the BTR because when she came
2973in the classroom, he was physically on top of the other student.
2985The surveillance video of the classroom clearly shows that this
2995was not the case. She also stated that R.K.'s parents had given
3007written permission for R.K. to be placed in the BTR. When
3018confronted with the doctored note and asked to explain, she
3028admitted that she had taken the signature from the parental note
3039and pasted it to the parental consent form.
304738. Respondent also admitted making the doctored form when
3056she testified at hearing. She claimed that R.K.'s parents had
3066consented to use of the BTR, and that when she could not find the
3080signed forms, she panicked.
308439. The more persuasive evidence supports a finding that no
3094consent had been given to use the BTR for R.K.
310440. Respondent was terminated from her position at Crest
3113School as a result of the events described above.
312241. The case received significant media attention in the
3131local area, both in terms of print media and local television
3142news coverage.
3144CONCLUSIONS OF LAW
314742. The Division of Administrative Hearings has
3154jurisdiction over the subject matter and the parties to this
3164action in accordance with Sections 120.569 and 120.57(1), Florida
3173Statutes (2010).
317543. This is a disciplinary action by Petitioner in which
3185Petitioner seeks to permanently revoke Respondent's teaching
3192certificate. Petitioner bears the burden of proof to demonstrate
3201the allegations in the Administrative Complaint by clear and
3210convincing evidence. Department of Banking and Finance v.
3218Osborne Stern & Co. , 670 So. 2d 932 (Fla. 1996); Ferris v.
3230Turlington , 510 So. 2d 292 (Fla. 1987).
323744. As stated by the Florida Supreme Court:
3245Clear and convincing evidence requires that
3251the evidence must be found to be credible;
3259the facts to which the witnesses testify must
3267be distinctly remembered; the testimony must
3273be precise and lacking in confusion as to the
3282facts in issue. The evidence must be of such
3291a weight that it produces in the mind of the
3301trier of fact a firm belief or conviction,
3309without hesitancy, as to the truth of the
3317allegations sought to be established.
3322In re Henson , 913 So. 2d 579, 590 (Fla. 2005), quoting Slomowitz
3334v. Walker , 429 So. 2d 797, 800 (Fla. 4th DCA 1983).
334545. The Administrative Complaint charged Respondent with
3352violations of Section 1012.795(1)(d), (g) and (j), Florida
3360Statutes. Section 1012.795 authorizes the Education Practices
3367Commission to suspend, revoke, or otherwise penalize a teaching
3376certificate, provided it can be shown that the holder of the
3387certificate has committed any of the violations enumerated.
339546. The specific provisions charged in Counts 1-3 of the
3405Administrative Complaint allege that Respondent:
3410(d) Has been guilty of gross immorality or
3418an act involving moral turpitude.
3423* * *
3426(e) Upon investigation, has been found
3432guilty of personal conduct which seriously
3438reduces that person's effectiveness as an
3444employee of the district school board.
3450* * *
3453(j) Has violated the Principles of
3459Professional Conduct for the Education
3464Profession prescribed by State Board of
3470Education rules.
347247. Count 1 charges a violation of Section 1012.795(1)(c).
3481The Education Practices Commission has not defined "gross
3489immorality" or "moral turpitude" for the purposes of discipline
3498to be imposed pursuant to Section 1012.795, Florida Statutes.
3507The Commission has, however defined "immorality" and "moral
3515turpitude" for use by school districts in taking action against
3525instructional personnel in Florida Administrative Code Rule 6B-
35334.009. This rule, which may provide guidance in this context,
3543provides in pertinent part:
3547(2) Immorality is defined as conduct that is
3555inconsistent with the standards of public
3561conscience and good morals. It is conduct
3568sufficiently notorious to bring the
3573individual concerned or the education
3578profession into public disgrace or disrespect
3584and impair the individual's service in the
3591community.
3592* * *
3595(6) Moral turpitude is a crime that is
3603evidenced by an act of baseness, vileness or
3611depravity in the private and social duties;
3618which, according to the accepted standards of
3625the time a man owes to his or her fellow man
3636or to society in general, and the doing of
3645the act itself and not its prohibition by
3653statute fixes the moral turpitude.
365848. Moral turpitude has also been defined by the Supreme
3668Court of Florida as "anything done contrary to justice, honesty,
3678principle, or good morals, although it often involves the
3687question of intent as when unintentionally committed through
3695error of judgment when wrong was not contemplated."
3703State ex rel. Tullidge v. Hollingsworth , 108 Fla. 607, 146 So.
3714660, 661 (1933).
371749. The Administrative Complaint can be described as
3725dealing with two separate incidents: the decision to place R.K.
3735in time-out on January 23, 2009, and Respondent's actions in
3745dealing with the fall-out after R.K. was injured.
375350. The evidence, taken as whole, does not support a
3763determination that Respondent committed gross immorality by
3770placing Respondent in time-out. While Respondent's actions may
3778represent poor judgment and a failure to abide by Crest School
3789policies, they do not amount to gross immorality. By most
3799accounts, Respondent was dedicated to her students, knew R.K.'s
3808tendencies, and felt that placing him in time-out would avert a
3819potentially dangerous situation. That in hindsight she may have
3828over-reacted to the situation is not a basis to find gross
3839immorality.
384051. Petitioner also asserts that gross immorality is
3848demonstrated by Respondent's failure to call for a nurse
3857immediately upon learning of R.K.'s injury. However, this
3865failure is not alleged in the Administrative Complaint.
3873Discipline cannot be imposed for an offense not charged in the
3884Administrative Complaintevisani v. Department of Health , 908
3891So. 2d 1108 (Fla. 1st DCA 2005)(single reference to statute
3901without supporting factual allegations not sufficient to place
3909licensee on notice of charges against him).
391652. On the other hand, Petitioner has demonstrated an act
3926of gross immorality based upon evidence that Respondent falsified
3935a parental consent form and submitted it as an original. Count 1
3947has been proven by clear and convincing evidence.
395553. Count 2 charges a violation Section 1012.795(1)(g),
3963Florida Statutes. Clear and convincing evidence was presented to
3972demonstrate that Respondent committed offenses that seriously
3979reduced her effectiveness as an employee of the School Board. By
3990her actions following the injury to R.K., Respondent undermined
3999any sense of confidence that the School District could have in
4010her judgment and her candor. As stated in Gallagher v.
4020Desjarlais , DOAH Case No. 00-2767 (RO Oct. 31, 2000; FO Jan. 19,
40322001), "Trust is an important component of the relationship that
4042must exist among teachers and between administrators and a
4051teacher. Respondent's dishonesty seriously undermines this
4057trust."
405854. Count 3 charges Respondent with violation of Section
40671012.795(1)(j). By virtue of the violations proven with respect
4076to Counts 4 and 6-9, Count 3 has been proven by clear and
4089convincing evidence.
409155. Counts 4-9 charge Respondent with violating several
4099provisions within Florida Administrative Code Rule 6B-1.006,
4106which provide in pertinent part:
4111(1) The following disciplinary rule shall
4117constitute the Principles of Professional
4122Conduct for the Education Profession in
4128Florida.
4129(2) Violation of any of these principles
4136shall subject the individual to revocation or
4143suspension of the individual educators
4148certificate, or the other penalties as
4154provided by law.
4157(3) Obligation to the student requires that
4164the individual:
4166(a) Shall make reasonable effort to protect
4173the student from conditions harmful to
4179learning and/or to the students mental
4185and/or physical health and/or safety.
4190* * *
4193(e) Shall not intentionally expose a student
4200to unnecessary embarrassment or
4204disparagement.
4205(f) Shall not intentionally violate or deny
4212a student's legal rights.
4216* * *
4219(4) Obligation to the public requires that
4226the individual:
4228* * *
4231(b) Shall not intentionally distort or
4237misrepresent facts concerning an educational
4242matter in direct or indirect public
4248expression.
4249* * *
4252(5) Obligation to the profession of
4258education requires that the individual:
4263(a) Shall maintain honesty in all
4269professional dealings.
4271* * *
4274(h) Shall not submit fraudulent information
4280on any document in connection with
4286professional activities.
428856. Count 4 charges Respondent with violating Rule 6B-
42971.006(3)(a). By forcibly removing R.K. from the classroom
4305without calling a Code 2 and without regard to the procedures in
4317his Behavior Support plan; by placing R.K. in a darkened room;
4328and by failing to appropriately monitor him while in the room so
4340as to allow his injury, Respondent has failed to protect R.K.
4351from conditions harmful to his mental health and physical safety.
4361Petitioner has proven Count 4 by clear and convincing evidence.
437157. Clear and convincing evidence was not presented to
4380support a violation of Count 5, which charged Respondent with
4390violating Florida Administrative Code Rule 6B-1.006(3)(e).
439658. Clear and convincing evidence was presented to support
4405a finding that Respondent violated Count 6. By failing to adhere
4416to R.K.'s IEP and Behavior Support Plan, Respondent violated
4425R.K.'s legal rights in violation of Florida Administrative Code
4434Rule 6B-1.006(3)(f).
443659. Clear and convincing evidence was presented to support
4445a finding that Respondent violated Count 7, which charges
4454Respondent with intentionally distorting or misrepresenting facts
4461concerning an educational matter, as proscribed in Florida
4469Administrative Code Rule 6B-1.006(4)(b). During the
4475investigation following R.K.'s injury, Respondent exaggerated the
4482emergency nature of the situation in the classroom in order to
4493justify her use of the BTR without resort to a Code 2. In truth,
4507however, Respondent cannot claim that the situation presented a
4516danger to R.K. or to others rising to the level of needing to use
4530the BTR, and claim at the same time that calling a Code 2 was not
4545warranted. Even more troubling, when the propriety of her
4554actions came into question following R.K.'s injury, she claimed
4563that R.K.'s parents had consented to use of the BTR, and
4574falsified a consent form to make it appear that R.K.'s parents
4585had consented to the use of the BTR, when they had not.
459760. Petitioner has also presented clear and convincing
4605evidence to support a violation of Florida Administrative Code
4614Rule 6B-1.006(5)(a), as charged in Count 8. By Respondent's
4623statements with regard to parental consent, and submission of a
4633doctored consent form, Respondent has failed to maintain honesty
4642in all professional dealings.
464661. Finally, Respondent violated Florida Administrative
4652Code Rule 6B-1.006(5)(h), by submission of the doctored parental
4661consent form.
466362. The Florida Education Practices Commission has adopted
4671disciplinary guidelines to provide notice of the appropriate
4679range of penalties to be imposed for violations of Section
46891012.795 and the Principles of Professional Conduct for the
4698Education Profession. Given the number of violations proven and
4707the severity of Respondent's conduct, revocation is appropriate.
4715However, the undersigned is mindful of Respondent's dedication to
4724children with disabilities and the contribution she has made in a
4735very challenging field. The Commission, in its discretion, may
4744want to allow her to re-apply for a Teaching Certificate at some
4756time in the future, under terms the Commission may prescribe.
4766RECOMMENDATION
4767Upon consideration of the facts found and conclusions of law
4777reached, it is
4780RECOMMENDED:
4781That the Education Practices Commission enter a Final Order
4790finding Respondent guilty of violating Section 1012.795(1)(d),
4797(g) and (j), Florida Statutes, and Florida Administrative Code
4806charged in Counts 1-4 and 6-9 of the Administrative Complaint.
4816As a penalty for these violations, it is recommended that
4826Respondent's teaching certificate be revoked.
4831DONE AND ENTERED this 15th day of July, 2010, in
4841Tallahassee, Leon County, Florida.
4845S
4846LISA SHEARER NELSON
4849Administrative Law Judge
4852Division of Administrative Hearings
4856The DeSoto Building
48591230 Apalachee Parkway
4862Tallahassee, Florida 32399-3060
4865(850) 488-9675
4867Fax Filing (850) 921-6847
4871www.doah.state.fl.us
4872Filed with the Clerk of the
4878Division of Administrative Hearings
4882this 15th day of July, 2010.
4888ENDNOTE
48891/ To protect the identity of the child involved in the events
4901giving rise to these disciplinary proceedings, both the child and
4911the child's parents will be referred to by their initials.
4921COPIES FURNISHED:
4923Mark Herdman, Esquire
4926Herdman & Sakellarides, P.A.
493029605 U.S. Highway 19 North, Suite 110
4937Clearwater, Florida 33761
4940Todd P. Resavage, Esquire
4944Brooks, LeBoeuf, Bennett,
4947Foster & Gwartney, P.A.
4951909 East Park Avenue
4955Tallahassee, Florida 32301
4958Kathleen M. Richards, Executive Director
4963Education Practices Commission
4966Department of Education
4969Turlington Building, Suite 224-E
4973325 West Gaines Street
4977Tallahassee, Florida 32399-0400
4980Marian Lambeth, Bureau Chief
4984Bureau of Professional Practices Services
4989Department of Education
4992Turlington Building, Suite 224-E
4996325 West Gaines Street
5000Tallahassee, Florida 32399-0400
5003Deborah K. Kearney, General Counsel
5008Department of Education
5011Turlington Building, Suite 1244
5015325 West Gaines Street
5019Tallahassee, Florida 32399-0400
5022NOTICE OF RIGHT TO SUBMIT EXCEPTIONS
5028All parties have the right to submit written exceptions within
503815 days from the date of this recommended order. Any exceptions to
5050this recommended order should be filed with the agency that will
5061issue the final order in this case.
- Date
- Proceedings
- PDF:
- Date: 07/15/2010
- Proceedings: Recommended Order cover letter identifying the hearing record referred to the Agency.
- PDF:
- Date: 06/22/2010
- Proceedings: Order Granting Extension of Time (Proposed Recommended Orders to be filed by July 6, 2010).
- PDF:
- Date: 06/21/2010
- Proceedings: Respondent's Unopposed Motion for Extension of Time to File Proposed Recommended Orders filed.
- Date: 06/11/2010
- Proceedings: Transcript (volume I-II) filed.
- Date: 04/22/2010
- Proceedings: CASE STATUS: Hearing Held.
- PDF:
- Date: 04/21/2010
- Proceedings: Petitioner's Third Amended Witness and Exhibit List (exhibits not attached) filed.
- PDF:
- Date: 04/21/2010
- Proceedings: Petitioner's Second Amended Witness and Exhibit List (exhibits not attached) filed.
- PDF:
- Date: 04/20/2010
- Proceedings: Petitioner's Amended Witness and Exhibit List (exhibits not attached) filed.
- PDF:
- Date: 04/19/2010
- Proceedings: Agency`s court reporter confirmation letter filed with the Judge.
- PDF:
- Date: 04/13/2010
- Proceedings: Respondent's Witness and Exhibit List (exhibits not attached) filed.
- PDF:
- Date: 04/12/2010
- Proceedings: Petitioner's Witness and Exhibit List (exhibits not attached) filed.
- PDF:
- Date: 02/18/2010
- Proceedings: Order Granting Continuance and Re-scheduling Hearing (hearing set for April 22 and 23, 2010; 11:00 a.m.; Inverness, FL).
- PDF:
- Date: 02/16/2010
- Proceedings: Petitioner's Agreed Upon Motion to Continue Formal Hearing filed.
- PDF:
- Date: 02/12/2010
- Proceedings: Respondent's Notice of Taking Depositions (of K. Posta, P. Hines, M. McCraine) filed.
- PDF:
- Date: 12/23/2009
- Proceedings: Notice of Hearing (hearing set for March 11 and 12, 2010; 10:00 a.m.; Inverness, FL).
Case Information
- Judge:
- LISA SHEARER NELSON
- Date Filed:
- 12/09/2009
- Date Assignment:
- 12/09/2009
- Last Docket Entry:
- 03/07/2011
- Location:
- Inverness, Florida
- District:
- Northern
- Agency:
- ADOPTED IN TOTO
- Suffix:
- PL
Counsels
-
Mark S. Herdman, Esquire
Address of Record -
Todd P. Resavage, Esquire
Address of Record -
Mark Herdman, Esquire
Address of Record