Florida Administrative Code (Last Updated: December 2, 2024) |
69. Department of Financial Services |
69W. Securities |
69W-500. Exempt Transactions |
69W-500.001. Offers and Sales Under Section 517.061(10), F.S. |
69W-500.004. Computation of Number of Purchasers for Purposes of Section 517.061(11), F.S (Repealed) |
69W-500.005. Disclosure Requirements of Section 517.061(10)(a)3., F.S |
69W-500.006. Commissions and Compensation Payable in Connection with an Offering Exempted Pursuant to Section 517.061(10), F.S |
69W-500.007. General Solicitation or General Advertising in Connection with an Offering Exempted Under Section 517.061(10), F.S |
69W-500.008. Unsolicited Purchase or Sale of Securities Pursuant to Section 517.061(14), F.S |
69W-500.010. Recognized Manuals of Securities |
69W-500.011. Registration of Issuer Under Section 517.061(11), F.S., as Dealer (Repealed) |
69W-500.012. Exemption/Charitable Contributions to Pooled Income Funds |
69W-500.013. Exemption/Mobile Home Parks/Limited Purpose Stock Offering |
69W-500.014. Court Approved Transactions (Repealed) |
69W-500.015. Exemption for Offers and Sales of Securities of Foreign Issuers to Non-U.S. Persons in Offshore Transactions |
69W-500.016. Exemption for Issuers of Section 4(a)(2) Offerings |
69W-500.017. Compensatory Benefit Plan Exemption (Repealed) |
69W-500.018. Exemption for the Offer or Sale of a Single-Share Stock Certificate as a Gift |
69W-500.019. Accredited Investor Exemption |