Florida Administrative Code (Last Updated: December 2, 2024) |
69. Department of Financial Services |
69W. Securities |
69W-700. Registration Of Securities |
69W-700.001. Registration of Securities |
69W-700.002. Filing of Prospectus |
69W-700.003. Content of Prospectus (Repealed) |
69W-700.004. Circulation of Preliminary Prospectuses |
69W-700.005. Promoters Equity Investment Ratio |
69W-700.006. Voting Rights |
69W-700.007. Options or Warrants Granted Underwriters |
69W-700.008. Options and Warrants to Officers, Employees and Others |
69W-700.009. Escrow of Proceeds from Sale of Securities |
69W-700.010. Preferred Stock or Debt Securities |
69W-700.011. Fractional Undivided Interest in Oil and Gas Titles |
69W-700.012. Oil and Gas Participation Plans |
69W-700.013. Insurance Company Licenses |
69W-700.014. Real Estate Investment Trusts (REIT) |
69W-700.015. Offering Price of Equity Securities |
69W-700.018. Signing Required - Consents and Consents of Experts (Repealed) |
69W-700.019. Submission of Sales Reports (Repealed) |
69W-700.020. Termination Date of Registration, Prospectuses not to be Used After Certain Date |
69W-700.021. Independent Transfer Agent and/or Registrar |
69W-700.022. Amendments Subsequent to Effectiveness (Repealed) |
69W-700.024. Submission of Final Documents (Repealed) |
69W-700.026. Unsound Financial Condition |
69W-700.027. Loans and Other Affiliated Transactions |
69W-700.028. Small Corporate Offering Registration (Repealed) |
69W-700.030. Advertising and Sales Literature |
69W-700.031. Offer of Securities Prior to Registration (Repealed) |