The purpose and effect is to incorporate Form U-1, Uniform Application to Register Securities, as amended on April 17, 2023 into the rule.
DEPARTMENT OF FINANCIAL SERVICES
RULE NOS.:RULE TITLES:
69W-800.001Filing - Notification Registration Including Shelf Filings
69W-800.004Circulation of Preliminary Prospectus
PURPOSE AND EFFECT: The purpose and effect is to incorporate Form U-1, Uniform Application to Register Securities, as amended on April 17, 2023 into the rule.
SUBJECT AREA TO BE ADDRESSED: Securities Regulation.
RULEMAKING AUTHORITY: 517.03, FS.
LAW IMPLEMENTED: 517.082, FS.
IF REQUESTED IN WRITING AND NOT DEEMED UNNECESSARY BY THE AGENCY HEAD, A RULE DEVELOPMENT WORKSHOP WILL BE NOTICED IN THE NEXT AVAILABLE FLORIDA ADMINISTRATIVE REGISTER.
THE PERSON TO BE CONTACTED REGARDING THE PROPOSED RULE DEVELOPMENT AND A COPY OF THE PRELIMINARY DRAFT, IF AVAILABLE, IS: Ryann White, Office of General Counsel, (850)410-9803, Ryann.White@flofr.gov.
THE PRELIMINARY TEXT OF THE PROPOSED RULE DEVELOPMENT IS NOT AVAILABLE.
Document Information
- Purpose:
- The purpose and effect is to incorporate Form U-1, Uniform Application to Register Securities, as amended on April 17, 2023 into the rule.
- Rulemaking Authority:
- 517.03, FS.
- Law:
- 517.082, FS.
- Related Rules: (2)
- 69W-800.001. Filing - Notification Registration Including Shelf Filings
- 69W-800.004. Circulation of Preliminary Prospectus