Vol. 49, No. 156 (08/11/2023)

1. Notices of Development of Proposed Rules and Negotiated Rulemaking

• Department of Financial Services
  • Securities
    • The purpose and effect is to correct capitalization and conform the rule to Chapter 2023-205, Laws of Florida, which amended chapter 517, Florida Statutes, to no longer require the registration of issuers or their associated ....
    • The purpose and effect is to conform the rules to Chapter 2023-205, Laws of Florida, which amended chapter 517, Florida Statutes, to no longer require the registration of issuers or their associated persons and to clarify ....
    • The purpose and effect is to conform the rules to Chapter 2023-205, Laws of Florida, to toll the time period for abandoning an application filed with the Office for registration as a Financial Industry Regulatory Authority ....
    • The purpose and effect is to incorporate the North American Securities Administrators Association’s (“NASAA”) model rule concerning its Examination Validity Extension Program (“EVEP”) for associated persons of investment ....
    • The purpose and effect is to incorporate Form U-1, Uniform Application to Register Securities, as amended on April 17, 2023 into the rule.
    • The purpose and effect is to incorporate an updated version of the disciplinary guidelines incorporated by reference.

2. Proposed Rules

• Executive Office of the Governor
  • Division of Emergency Management
    • The purpose of this proposed rule amendment is to update outdated language related to grant funding allocation for counties. This rule establishes a minimum allocation of Emergency Management Performance Grant (EMPG) federal ....
      • Due of Comment: 9/1/2023
• Department of Agriculture and Consumer Services
  • Division of Food Safety
    • The purpose of this rulemaking is to clarify statutory fine/penalty authority for violations of chapter 500 and section 581.217, F.S., and Rule Chapter 5K-4 and clarify that all major rule violations shall result in a stop-sale ....
      • Due of Comment: 9/1/2023